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JL

Jonathan P. Lawrence

THE BENCHMARK COMPANY
New York, NY 10155
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CRD#: 2376608
JL

Professional summary


Jonathan Paul Lawrence, who also goes by Jonathan P Lawrence, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York and STONEX SECURITIES INC. located in New York, New York.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1993. Jonathan has worked at 11 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jonathan P Lawrence

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jonathan Paul Lawrence's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 3, 2024 - Present

THE BENCHMARK COMPANY, LLC

Office #1: 150 E 58th Street 17th Floor, New York, NY 10155
BD
CRD#: 22982
New York, NY
Current

October 22, 2025 - Present

STONEX SECURITIES INC.

Office #1: 230 Park Avenue 10th Floor, New York, NY 10169
BD
CRD#: 18456
NEW YORK, NY
Past

June 16, 2015 - June 28, 2024

DAWSON JAMES SECURITIES, INC.

BD
CRD#: 130645
NEW YORK, NY
Past

September 9, 2010 - June 26, 2015

MCBARRON CAPITAL LLC

BD
CRD#: 131431
NEW YORK, NY
Past

December 2, 2009 - October 22, 2010

INTERMERCHANT SECURITIES LLC

BD
CRD#: 142734
NEW YORK, NY
Past

June 13, 2003 - November 1, 2004

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

April 22, 2003 - December 1, 2009

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
NEW YORK, NY
Past

October 29, 2001 - May 13, 2003

HCFP BRENNER SECURITIES, LLC

BD
CRD#: 46003
NEW YORK, NY
Past

March 29, 1999 - October 26, 2001

W.J. NOLAN & COMPANY, INC.

BD
CRD#: 16465
NEW YORK, NY
Past

October 22, 1997 - February 26, 1999

PREFERREDTRADE, INC.

BD
CRD#: 10993
SAN FRANCISCO, CA
Past

September 24, 1993 - September 16, 1997

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/13/2025)
RR
Arizona
(6/13/2024)
RR
Arkansas
(2/13/2025)
RR
California
(6/13/2024)
RR
Colorado
(6/13/2024)
RR
Connecticut
(6/13/2024)
RR
Florida
(6/13/2024)
RR
Georgia
(6/13/2024)
RR
Hawaii
(6/13/2024)
RR
Illinois
(7/10/2024)
RR
Indiana
(6/27/2024)
RR
Kentucky
(6/13/2024)
RR
Louisiana
(6/13/2024)
RR
Maryland
(6/21/2024)
RR
Massachusetts
(6/14/2024)
RR
Michigan
(6/13/2024)
RR
Minnesota
(10/9/2024)
RR
Missouri
(6/13/2024)
RR
Nebraska
(6/13/2024)
RR
Nevada
(6/27/2024)
RR
New Jersey
(6/13/2024)
RR
New Mexico
(6/13/2024)
RR
New York
(6/3/2024)
RR
North Carolina
(2/14/2025)
RR
Oregon
(6/13/2024)
RR
Pennsylvania
(6/13/2024)
RR
South Carolina
(6/13/2024)
RR
Tennessee
(6/20/2024)
RR
Texas
(6/13/2024)
RR
Utah
(6/13/2024)
RR
Virginia
(6/13/2024)
RR
Washington
(6/13/2024)
RR
Wisconsin
(6/13/2024)
RR
Wyoming
(8/22/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/4/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


SS
STONEX SECURITIES INC.
C G MATON FINANCIAL SERVICES , INC. | STONEX WEALTH MANAGEMENT | STONEX SECURITIES INC. | STERNE AGEE FINANCIAL SERVICES, INC. | SOUTHEAST NETWORK EQUITIES GROUP, INC. | SAL FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | INVESTECH CAPITAL CORPORATION | CAPITAL GROWTH MANAGEMENT INC.

CRD#: 18456 / SEC#: , 8-36638

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information


Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Phone number
(800) 292-2411
Established
Delaware since 01/22/2002
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STONEX GROUP INC.100% OWNER
BOLTE, DAVID ALBERTSECRETARY2711410
CARTER, JAY WILSONPRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR2412541
DAVISON, STUART ANDREWDIRECTOR7824576
DUNAWAY, WILLIAM JOHNDIRECTOR6505923
HUGO, MARK ERICPOO2177412
LYON, CHARLES MARTINDIRECTOR4000852
MAURER, MARK LDIRECTOR4234406
MCAUSLAN, JAMES BUCHANANDIRECTOR7658964
PARKER, BRIAN LANECHIEF COMPLIANCE OFFICER, ROSFP4635848
PORZIO, JOSEPH JOHNCFO / PFO / FINOP1319702
RICHARDSON, MARCUS BRYANTCHIEF OPERATING OFFICER3037932
SMITH, PHILIP ANDREWDIRECTOR, CHAIRMAN OF THE BOARD4999097

Disclosures


Regulatory Event9
Arbitration4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONEX SECURITIES INC.

CRD#: 18456New York, NY 10155

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