Jonathan P. Lawrence
Professional summary
Jonathan Paul Lawrence, who also goes by Jonathan P Lawrence, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York and STONEX SECURITIES INC. located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1993. Jonathan has worked at 11 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Paul Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2024 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155October 22, 2025 - Present
STONEX SECURITIES INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY 10169June 16, 2015 - June 28, 2024
DAWSON JAMES SECURITIES, INC.
September 9, 2010 - June 26, 2015
MCBARRON CAPITAL LLC
December 2, 2009 - October 22, 2010
INTERMERCHANT SECURITIES LLC
June 13, 2003 - November 1, 2004
SANDS BROTHERS & CO., LTD.
April 22, 2003 - December 1, 2009
LAIDLAW & COMPANY (UK) LTD.
October 29, 2001 - May 13, 2003
HCFP BRENNER SECURITIES, LLC
March 29, 1999 - October 26, 2001
W.J. NOLAN & COMPANY, INC.
October 22, 1997 - February 26, 1999
PREFERREDTRADE, INC.
September 24, 1993 - September 16, 1997
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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