Kevin G. Covert
Professional summary
Kevin Gene Covert is a registered financial professional currently at HUDSON CAPITAL ADVISORS BD LLC located in Santa Monica, California.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Gene Covert's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2016 - Present
HUDSON CAPITAL ADVISORS BD LLC
Office #1: 100 Wilshire Boulevard, Suite 700, Santa Monica, CA 90401July 15, 2015 - June 10, 2016
HOULIHAN LOKEY CAPITAL, INC.
October 20, 2014 - September 14, 2015
M.E.S.A. SECURITIES, INC.
March 26, 2013 - February 16, 2016
COVERT & CO., LLC
June 1, 2010 - March 25, 2013
LYNX CAPITAL, LLC
May 24, 2001 - September 10, 2009
MONTGOMERY & CO., LLC
September 27, 1994 - July 3, 1997
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2016)
Exams
FINRA
Current Firm
HUDSON CAPITAL ADVISORS BD LLC
CRD#: 132424 / SEC#: , 8-66595
Contact information
FINRA licenses (9 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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