Manuel A. Gonzalez Hinds

FSAM LLC

GUAYNABO, PR 00968

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CRD#: 2375689

Professional summary

Manuel Alfonso Gonzalez Hinds, who also goes by Manuel Gonzalez, Manuel Alfonso Gonzalez Hinds, Manuel Gonzalez Hinds, Manol Gonzalez-hinds, Manuel A Gonzalez-hinds, Manuel Alfonso Gonzalez-hinds, is a registered financial advisor currently at FSAM LLC located in Guaynabo, and FIRST SOUTHERN, LLC located in Guaynabo, .

Manuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Manuel has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DBA CAREYE INVESTMENTS - GUAYNABO PR - OWNER - START DATE 8/31/2006 - REAL ESTATE RENTAL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Alfonso Gonzalez Hinds's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2017 - Present

FSAM LLC

Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968

RIA

CRD#: 287851

GUAYNABO, PR

Current

November 3, 2017 - Present

FIRST SOUTHERN, LLC

Office #1: Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968

CRD#: 282756

Guaynabo, PR

Past

November 3, 2017 - February 26, 2018

FIRST SOUTHERN SECURITIES, LLC.

CRD#: 153133

GUAYNABO, PR

Past

March 23, 2010 - September 6, 2017

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

San Juan, PR

Past

July 14, 2006 - September 6, 2017

SANTANDER SECURITIES LLC

CRD#: 41791

San Juan, PR

Past

May 21, 1997 - July 14, 2006

POPULAR SECURITIES, LLC

CRD#: 8096

SAN JUAN, PR

Past

April 2, 1997 - May 21, 1997

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

November 8, 1994 - April 23, 1997

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

November 10, 1993 - November 14, 1994

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FSAM LLC

FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC

CRD#: 287851 / SEC#: 801-122054

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Puerto Rico

Registered Investment Advisory firm - (3/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/4/2021)

Florida
(1/26/2018)

Georgia
(11/13/2017)

IAR

Georgia
(11/13/2017)

Maryland
(1/5/2021)

Massachusetts
(1/20/2021)

Michigan
(2/25/2021)

North Carolina
(1/18/2019)

Ohio
(1/7/2021)

Pennsylvania
(10/14/2025)

IAR

Puerto Rico
(10/30/2017)

Puerto Rico
(11/9/2017)

South Carolina
(3/27/2018)

Texas
(1/21/2021)

Virginia
(5/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/21/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/5/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/11/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FSAM LLC

FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC

CRD#: 287851 / SEC#: 801-122054

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Puerto Rico

Registered Investment Advisory firm - (3/30/2022 Terminated)

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Contact information

Main Address

1720 Windward Concourse Suite 115, Alpharetta, GA 30005

Mailing Address

Phone number

(770) 777-9373

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FSAM, LLC PART 2A FIRM BROCHURE (10/15/2025)

FSAM LLC WRAP FEE BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 112,853,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Manuel A. Gonzalez Hinds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Alfonso Gonzalez Hinds's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST SOUTHERN, LLC

FIRST SOUTHERN SECURITIES, LLC.

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

POPULAR SECURITIES, LLC

MARKETING ONE SECURITIES, INC.

OSAIC FS, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

FSAM LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2000

Series 63

Date: 5/11/1998

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/14/1997

Series 6

Date: 11/6/1993

Series 53

Date: 1/21/2004

Series 4

Date: 8/5/2002

Series 24

Date: 1/11/2002

FINRA

Current Firm

FSAM LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FSAM LLC

TRUST BUT VERIFY

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