William R. Threewits

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CRD#: 2375669

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Richard Threewits JR, who also goes by William Richard Threewits, was a registered financial advisor .

William is a previously registered financial advisor and started their career in finance in 1993. William had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Richard Threewits

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 16, 2007 - January 23, 2008

BROKERSXPRESS LLC

RIA

CRD#: 127081

LAWNDALE, NC

Past

August 13, 2007 - January 23, 2008

BROKERSXPRESS LLC

CRD#: 127081

CHICAGO, IL

Past

June 22, 2006 - January 12, 2007

NFSG CORPORATION

RIA

CRD#: 130814

FT. LAUDERDALE, FL

Past

September 11, 2000 - January 12, 2007

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

FT. LAUDERDALE, FL

Past

December 17, 1999 - February 11, 2000

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Past

November 4, 1998 - May 4, 1999

THE CAMELOT GROUP, INC.

CRD#: 31091

FT LAUDERDALE, FL

Past

June 5, 1996 - May 12, 1998

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Past

November 28, 1995 - April 17, 1996

D.L. CROMWELL INVESTMENTS, INC.

CRD#: 37730

BOCA RATON, FL

Past

July 8, 1995 - November 10, 1995

COLIN WINTHROP & CO., INC.

CRD#: 26012

JERICHO, NY

Past

March 1, 1994 - July 11, 1995

HANOVER, STERLING & COMPANY LTD.

CRD#: 15491

NEW YORK, NY

Past

July 15, 1993 - March 17, 1994

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/24/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/14/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2003

General Securities Principal Examination

Current Firm

BROKERSXPRESS LLC

BROKERSXPRESS LLC | BXADVISORS | BX INSURANCE SERVICES | BX ASSET MANAGEMENT

CRD#: 127081 / SEC#: 801-66123, 8-65953

Terminated by SEC on 02/05/2012

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Contact information

Main Address

Mailing Address

Phone number

Established

Illinois since 03/26/2003

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

BROKERSXPRESS DISCLOSURE BROCHURE (5/25/2012)

Direct owners and executive officers

Name	Position	CRD#
BROKERSXPRESS ILLINOIS, INC.	MANAGING MEMBER
KONOP, LYNN MARIE	CHIEF COMPLIANCE OFFICER	1216310
METZGER, BARRY SCOTT	CEO	4719211
WETZEL, RONALD LEE	FINANCIAL & OPERATIONS PRINCIPAL (FINOP)	4671726

Disclosures

Regulatory Event	6
Bond	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Threewits

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROKERSXPRESS LLC

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

STERLING FINANCIAL INVESTMENT GROUP, INC.

THE CAMELOT GROUP, INC.

JOSEPH CHARLES & ASSOC., INC.

D.L. CROMWELL INVESTMENTS, INC.

COLIN WINTHROP & CO., INC.

HANOVER, STERLING & COMPANY LTD.

JOSEPHTHAL & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2006

Series 63

Date: 7/20/1993

Series 3

Date: 8/24/2007

Series 7

Date: 7/14/1993

Series 24

Date: 10/20/2003

Current Firm

BROKERSXPRESS LLC

Contact information

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BROKERSXPRESS LLC

TRUST BUT VERIFY

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