Mitchell S. Rind

PARALEL DISTRIBUTORS

New York, NY 10022

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CRD#: 2374422

Professional summary

Mitchell Scott Rind is a registered financial professional currently at PARALEL DISTRIBUTORS located in New York, New York.

Mitchell is registered as a RR (Registered Representative) and started their career in finance in 1993. Mitchell has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mitchell Scott Rind's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2022 - Present

PARALEL DISTRIBUTORS

Office #1: 645 Fifth Avenue Suite 1201, New York, NY 10022

CRD#: 316115

New York, NY

Past

May 18, 2017 - September 30, 2022

ALPS DISTRIBUTORS, INC.

CRD#: 16853

NEW YORK CITY, NY

Past

July 22, 2011 - March 7, 2017

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

New York, NY

Past

July 19, 2011 - March 7, 2017

HSBC SECURITIES (USA) INC.

CRD#: 19585

New York, NY

Past

October 28, 2008 - June 14, 2011

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

June 13, 2008 - June 14, 2011

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

November 21, 2006 - May 27, 2008

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

September 19, 2005 - May 27, 2008

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

CRD#: 27884

ST. PETERSBURG, FL

Past

April 22, 2002 - February 17, 2004

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

CRD#: 27884

SAN MATEO, CA

Past

June 25, 1999 - March 6, 2002

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

May 29, 1997 - April 16, 1999

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

August 25, 1995 - May 8, 1997

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

Past

July 23, 1993 - May 12, 1995

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/5/2022)

Alaska
(10/5/2022)

Arizona
(10/5/2022)

Arkansas
(10/5/2022)

California
(10/5/2022)

Colorado
(10/5/2022)

Connecticut
(10/5/2022)

Delaware
(10/5/2022)

District of Columbia
(10/5/2022)

Florida
(10/5/2022)

Georgia
(10/5/2022)

Hawaii
(10/5/2022)

Idaho
(10/5/2022)

Illinois
(10/5/2022)

Indiana
(10/5/2022)

Iowa
(10/5/2022)

Kansas
(10/5/2022)

Kentucky
(10/5/2022)

Louisiana
(10/5/2022)

Maine
(10/5/2022)

Maryland
(10/5/2022)

Massachusetts
(10/5/2022)

Michigan
(10/5/2022)

Minnesota
(10/5/2022)

Mississippi
(10/5/2022)

Missouri
(10/5/2022)

Montana
(10/5/2022)

Nebraska
(10/5/2022)

Nevada
(10/5/2022)

New Hampshire
(10/5/2022)

New Jersey
(10/5/2022)

New Mexico
(10/5/2022)

New York
(10/5/2022)

North Carolina
(10/5/2022)

North Dakota
(10/5/2022)

Ohio
(10/5/2022)

Oklahoma
(10/5/2022)

Oregon
(10/5/2022)

Pennsylvania
(10/5/2022)

Puerto Rico
(10/5/2022)

Rhode Island
(10/5/2022)

South Carolina
(10/5/2022)

South Dakota
(10/5/2022)

Tennessee
(10/5/2022)

Texas
(10/5/2022)

Utah
(10/5/2022)

Vermont
(10/5/2022)

Virgin Islands
(10/5/2022)

Virginia
(10/5/2022)

Washington
(10/5/2022)

West Virginia
(10/5/2022)

Wisconsin
(10/5/2022)

Wyoming
(10/5/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/6/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/11/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/22/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PARALEL DISTRIBUTORS

PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1700 Broadway Suite 1850, Denver, CO 80290

Mailing Address

1700 Broadway Suite 1850, Denver, CO 80290

Phone number

(303) 378-0364

Established

Delaware since 06/21/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PARALEL TECHNOLOGIES, LLC	DIRECT OWNER
MAY, JEREMY OPPEGARD	CEO/FOUNDER	2744563
SWENSON, BRADLEY JOHN	PRESIDENT/CCO/FINOP	2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mitchell S. Rind

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mitchell Scott Rind's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

DEAM INVESTOR SERVICES, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

DAVID LERNER ASSOCIATES, INC.

DAVID LERNER ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2008

Series 63

Date: 8/6/1993

SIE

Date: 10/1/2018

Series 31

Date: 12/11/2012

Series 7

Date: 7/22/1993

FINRA

Current Firm

PARALEL DISTRIBUTORS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PARALEL DISTRIBUTORS

TRUST BUT VERIFY

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