Bradley John Swenson
Professional Summary
Bradley John Swenson, who also goes by Brad Swenson, Bradley Swenson, is a registered financial advisor currently at PARALEL DISTRIBUTORS located in Denver, Colorado. Bradley is registered as a RR (Registered Representative) and started their career in finance in 1996. Bradley has worked at 6 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 3, Series 6, Series 24, Series 27 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brad Swenson, Bradley Swenson
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC
Contact Information
Main Address
1700 Broadway Suite 2100, Denver, CO 80290Mailing Address
1700 Broadway Suite 2100, Denver, CO 80290Phone Number
(303) 378-0364Established
Delaware since 06/21/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/21/2022)
(8/3/2022)
(7/22/2022)
(7/1/2022)
(7/7/2022)
(6/2/2022)
(7/11/2022)
(6/7/2022)
(8/9/2022)
(9/3/2022)
(6/30/2022)
(8/9/2022)
(6/2/2022)
(8/3/2022)
(9/27/2022)
(6/6/2022)
(7/5/2022)
(5/26/2022)
(6/8/2022)
(6/22/2022)
(7/14/2022)
(8/17/2022)
(7/20/2022)
(9/8/2022)
(6/8/2022)
(7/15/2022)
(7/25/2022)
(7/21/2022)
(6/7/2022)
(7/27/2022)
(7/21/2022)
(7/19/2022)
(6/8/2022)
(6/13/2022)
(6/28/2022)
(7/19/2022)
(6/6/2022)
(7/1/2022)
(6/3/2022)
(9/14/2022)
(5/27/2022)
(7/5/2022)
(6/8/2022)
(7/21/2022)
(8/15/2022)
(5/31/2022)
(7/26/2022)
(10/3/2022)
(6/13/2022)
(6/21/2022)
(7/7/2022)
(7/6/2022)
(8/12/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1996About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2001About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bradley John Swenson's CRS (Customer Relationship Summary).
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