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JL

Juan C. Luque Suescun

BCP SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2373875
JL

Professional summary


Juan Carlos Luque Suescun, who also goes by Juan Carlos Luque, is a registered financial professional currently at BCP SECURITIES, INC. located in Miami, Florida.

Juan is registered as a RR (Registered Representative) and started their career in finance in 1993. Juan has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Juan Carlos Luque

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Juan Carlos Luque Suescun's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 1, 1999 - Present

BCP SECURITIES, INC.

Office #1: 1221 Brickell Avenue, Suite 1100, Miami, FL 33131
BD
CRD#: 27063
Miami, FL
Past

September 16, 1998 - October 26, 1998

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

July 28, 1993 - January 17, 1995

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/4/1999)
RR
Florida
(3/30/2006)
RR
New Jersey
(7/8/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 2/2/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/13/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


BS
BCP SECURITIES, INC.
BAER, CROSBY, PIKE INC. | BCP SECURITIES, LLC | BCP SECURITIES, INC. | BCP SECURITIES, INC | BCP INC.

CRD#: 27063 / SEC#: , 8-42836

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830
Mailing Address
289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830
Phone number
(203) 629-2181
Established
Delaware since 12/10/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PIKE, RANDALL EMORYCHAIRMAN1926966
HOUSON, RICARDO CARLOSSHAREHOLDER2943538
LUQUE SUESCUN, JUAN CARLOSSHAREHOLDER2373875
OWENS, STEVEN CRAIGSHAREHOLDER2268295
SMITH, DAVID CHRISTOPHERSHAREHOLDER2749802
BAGORDA, FELICESHAREHOLDER/CEO5439644
BILAL, MUHAMMAD OMARSHAREHOLDER6272625
BURKE, EDWARD JOHN JR.SHAREHOLDER2398546
CLEVEN, PETER DAMIONCHIEF COMPLIANCE OFFICER6400894
DAELLENBACH, RENESHAREHOLDER2555076
DELLA CIOPPA, MAUROSHAREHOLDER4961537
DIAZ, NATALIE HELENSHAREHOLDER4691258
GARCIA, EDWIN ERNESTOSHAREHOLDER / FINOP4154949
GUTIERREZ, JAVIERSHAREHOLDER6482968
HARPER, JAMES VANCESHAREHOLDER4014076
HOUGH, BENJAMIN COLINSHAREHOLDER2396825
KHALITOV, BULATSHAREHOLDER6387636

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BCP SECURITIES, INC.

CRD#: 27063Miami, FL 33131

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