JM
John P. Mcdonnell
ALLY INVEST SECURITIES LLC
Charlotte, NC 28202
Some features on this profile are disabled
CRD#: 2372506
JM
Professional summary
John P Mcdonnell, who also goes by John Patrick Mcdonnell, Jack Mcdonnell, is a registered financial professional currently at ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Patrick Mcdonnell | Jack Mcdonnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John P Mcdonnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2017 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202BD
CRD#: 136131
Charlotte, NC
Past
April 9, 2008 - February 19, 2009
VDM CAPITAL MARKETS, LLC
BD
CRD#: 137874
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2017)
RR
Alaska(5/17/2017)
RR
Arizona(5/17/2017)
RR
Arkansas(5/17/2017)
RR
California(5/17/2017)
RR
Colorado(5/17/2017)
RR
Connecticut(5/17/2017)
RR
Delaware(5/17/2017)
RR
District of Columbia(5/17/2017)
RR
Florida(5/17/2017)
RR
Georgia(5/17/2017)
RR
Hawaii(5/17/2017)
RR
Idaho(5/17/2017)
RR
Illinois(5/17/2017)
RR
Indiana(5/17/2017)
RR
Iowa(5/17/2017)
RR
Kansas(5/17/2017)
RR
Kentucky(5/17/2017)
RR
Louisiana(5/17/2017)
RR
Maine(5/17/2017)
RR
Maryland(5/17/2017)
RR
Massachusetts(5/17/2017)
RR
Michigan(5/17/2017)
RR
Minnesota(5/17/2017)
RR
Mississippi(5/17/2017)
RR
Missouri(5/17/2017)
RR
Montana(5/17/2017)
RR
Nebraska(5/17/2017)
RR
Nevada(5/17/2017)
RR
New Hampshire(5/17/2017)
RR
New Jersey(5/17/2017)
RR
New Mexico(5/17/2017)
RR
New York(5/17/2017)
RR
North Carolina(5/17/2017)
RR
North Dakota(5/17/2017)
RR
Ohio(5/17/2017)
RR
Oklahoma(5/17/2017)
RR
Oregon(5/17/2017)
RR
Pennsylvania(5/17/2017)
RR
Puerto Rico(5/17/2017)
RR
Rhode Island(5/17/2017)
RR
South Carolina(5/17/2017)
RR
South Dakota(5/17/2017)
RR
Tennessee(5/17/2017)
RR
Texas(5/17/2017)
RR
Utah(5/17/2017)
RR
Vermont(5/17/2017)
RR
Virginia(5/17/2017)
RR
Washington(5/17/2017)
RR
West Virginia(5/17/2017)
RR
Wisconsin(5/17/2017)
RR
Wyoming(5/17/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 7/10/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST SECURITIES LLC
ALLY INVEST SECURITIES LLC | TRADEKING SECURITIES LLC | TRADEKING LLC | TRADEKING | KANE REID SECURITIES GROUP, INC.
CRD#: 136131 / SEC#: , 8-66982
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
601 S Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
P.o. Box 30248, Charlotte, NC 28230
Phone number
(855) 880-2559
Established
Delaware since 08/23/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
