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John T Donohue

J.P. MORGAN INSTITUTIONAL INVESTMENTS
New York, NY
·CRD# 2372302·33 years experience

Professional Summary

John T Donohue, who also goes by John Thomas Donohue, is a registered financial advisor currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 30 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Thomas Donohue

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
270 Park Ave, New York, NY 10017
October 30, 2001 - Present
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
August 13, 1993 - June 12, 1997

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Current Firm

JM
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J. P. MORGAN ADVISORS, INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | J.P. MORGAN INSTITUTIONAL INVESTMENTS | J.P. MORGAN

CRD#: 102920 / SEC#: 801-64031, 8-52182
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

270 Park Avenue, New York, NY 10017

Mailing Address

480 Washington Blvd, Floor 11 Ny1-f019, Jersey City, NJ 07310-1616

Phone Number

(201) 595-1958

Established

Delaware since 05/26/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.STOCKHOLDER—
DONOHUE, JOHN THOMASDIRECTOR2372302
HOFFMANN, JAMES ARTHURCHIEF ADMINISTRATIVE OFFICER1949574
KLOZA, KEVINCHIEF COMPLIANCE OFFICER2188958
LEKSTUTIS, CARMINECHIEF LEGAL OFFICER6990745
LISHER, ANDREAPRESIDENT AND DIRECTOR4493750
MACHULSKI, MICHAEL RICHARDDIRECTOR4726972
SANZONE, JOSEPH FRANKDIRECTOR6581797
STRIFE, LOREN TPRINCIPAL FINANCIAL AND OPERATIONS OFFICER5393453

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/4/2010)
RR
Alaska
(1/5/2010)
RR
Arizona
(1/12/2010)
RR
Arkansas
(1/4/2010)
RR
California
(1/4/2010)
RR
Colorado
(1/4/2010)
RR
Connecticut
(1/4/2010)
RR
Delaware
(1/5/2010)
RR
District of Columbia
(1/13/2010)
RR
Florida
(1/6/2010)
RR
Georgia
(1/4/2010)
RR
Hawaii
(1/4/2010)
RR
Idaho
(1/6/2010)
RR
Illinois
(1/4/2010)
RR
Indiana
(1/4/2010)
RR
Iowa
(1/4/2010)
RR
Kansas
(1/4/2010)
RR
Kentucky
(1/4/2010)
RR
Louisiana
(1/13/2010)
RR
Maine
(1/4/2010)
RR
Maryland
(1/4/2010)
RR
Massachusetts
(1/5/2009)
RR
Michigan
(1/7/2010)
RR
Minnesota
(1/5/2010)
RR
Mississippi
(1/6/2010)
RR
Missouri
(1/4/2010)
RR
Montana
(1/4/2010)
RR
Nebraska
(4/28/2014)
RR
Nevada
(1/15/2010)
RR
New Hampshire
(1/4/2010)
RR
New Jersey
(2/3/2010)
RR
New Mexico
(1/4/2010)
RR
New York
(1/9/2002)
RR
North Carolina
(1/5/2010)
RR
North Dakota
(1/4/2010)
RR
Ohio
(1/4/2010)
RR
Oklahoma
(1/20/2010)
RR
Oregon
(1/5/2010)
RR
Pennsylvania
(1/4/2010)
RR
Puerto Rico
(1/7/2010)
RR
Rhode Island
(1/4/2010)
RR
South Carolina
(1/4/2010)
RR
South Dakota
(1/6/2010)
RR
Tennessee
(1/7/2010)
RR
Texas
(1/6/2010)
RR
Utah
(1/4/2010)
RR
Vermont
(1/5/2010)
RR
Virginia
(1/11/2010)
RR
Washington
(1/4/2010)
RR
West Virginia
(1/5/2010)
RR
Wisconsin
(1/4/2010)
RR
Wyoming
(1/4/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2002About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Sep 2019About the Series 30 exam

Series 24 — General Securities Principal Examination

Passed May 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John T Donohue's CRS (Customer Relationship Summary).

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