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YM

Yancey W. Mackey

EASTOVER CAPITAL MANAGEMENT
Charlotte, NC 28207
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CRD#: 2370209
YM

Professional summary


Yancey Williams Mackey, who also goes by Will Mackey, Yancey W Mackey, is a registered financial advisor currently at EASTOVER CAPITAL MANAGEMENT located in Charlotte, North Carolina.

Yancey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Yancey has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Will Mackey | Yancey W Mackey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EASTOVER INVESTMENT ADVISORS - ADVISOR/REP SINCE 11/2011. DIRECTOR OF PERRIN PLACE 1 HOME OWNER'S ASSOCIATION BOARD AS OF 9/2013. NO COMPENSATION RECEIVED.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Yancey Williams Mackey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 17, 2011 - Present

EASTOVER CAPITAL MANAGEMENT

Office #1: 509 Fenton Place, Charlotte, NC 28207
RIA
CRD#: 150821
Charlotte, NC
Past

November 3, 2011 - August 27, 2015

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

BD
CRD#: 142619
CHARLOTTE, NC
Past

June 21, 2010 - November 17, 2011

INVESTMENT PROFESSIONALS, INC.

RIA
CRD#: 30184
CHARLOTTE, NC
Past

June 21, 2010 - November 17, 2011

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
CHARLOTTE, NC
Past

September 14, 2007 - June 21, 2010

NEXITY FINANCIAL SERVICES, INC.

BD
CRD#: 144048
CHARLOTTE, NC
Past

December 7, 2005 - January 26, 2007

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ANN ARBOR, MI
Past

March 24, 2004 - November 17, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

June 15, 2001 - March 16, 2004

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

March 25, 1999 - May 31, 2001

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

February 22, 1999 - March 16, 1999

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
Past

January 4, 1999 - February 23, 1999

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

July 28, 1995 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

March 14, 1995 - August 3, 1995

COMPULIFE INVESTOR SERVICES, INC.

BD
CRD#: 21543
ST. CLOUD, MN
Past

August 20, 1993 - March 3, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

August 20, 1993 - March 3, 1995

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EASTOVER CAPITAL MANAGEMENT
EASTOVER CAPITAL MANAGEMENT | EASTOVER INVESTMENT ADVISORS, LLC | EASTOVER INVESTMENT ADVISORS

CRD#: 150821 / SEC#: 801-70406

RIA
Registered Investment Advisory firm - (8/7/2009 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(11/17/2011)
IAR
Texas
(9/12/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/27/2009
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


EC
EASTOVER CAPITAL MANAGEMENT
EASTOVER CAPITAL MANAGEMENT | EASTOVER INVESTMENT ADVISORS, LLC | EASTOVER INVESTMENT ADVISORS

CRD#: 150821 / SEC#: 801-70406

RIA
Registered Investment Advisory firm - (8/7/2009 Approved)
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Contact information


Main Address
509 Fenton Place, Charlotte, NC 28207
Mailing Address
Phone number
(704) 336-6818
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EASTOVER CAPITAL MANAGEMENT COMPLETE BROCHURE (2/20/2025)

Regulatory assets under management


Total Number of Accounts597
AUM (Assets Under Management)$ 370,224,842

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EASTOVER CAPITAL MANAGEMENT

CRD#: 150821Charlotte, NC 28207

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Contact information


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