Jonathan A. Goohs

AMERITAS ADVISORY SERVICES

MELVILLE, NY 11747

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CRD#: 2369740

Professional summary

Jonathan Allan Goohs, who also goes by Jon Goohs, Jonathan Allan Goohs Sr, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Melville, New York and AMERITAS INVESTMENT COMPANY, LLC located in Melville, New York.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Goohs | Jonathan Allan Goohs Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DiPaola Financial Group; same as branch; inv rel; provide financial service solutions for individuals and small business owners, specific to providing insurance, retirement and business planning utilizing the appropriate products; Insurance Agent/Financial Consultant; start date=06/2017; hrs/mo=180; trading hrs/mo=100; through networking and referral sources, identify areas in which we can help improve a client's financial roadmap to meet their needs and objectives

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Allan Goohs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 425 Broadhollow Rd Ste 405, Melville, NY 11747

RIA

CRD#: 317245

MELVILLE, NY

Current

July 20, 2017 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 425 Broadhollow Rd Ste 405, Melville, NY 11747

CRD#: 14869

Melville, NY

Past

May 4, 2007 - July 11, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

JERSEY CITY, NJ

Past

January 21, 2005 - June 22, 2006

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

February 17, 1998 - January 18, 2005

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

November 9, 1995 - December 5, 1997

LAIDLAW GLOBAL SECURITIES, INC.

CRD#: 19018

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(10/9/2020)

Nevada
(3/10/2025)

New Jersey
(10/4/2019)

New York
(9/1/2017)

IAR

New York
(11/29/2021)

Pennsylvania
(8/1/2025)

Tennessee
(1/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/2/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/20/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 55

Date: 4/28/2009

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/8/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan A. Goohs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Allan Goohs's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

CHARLES SCHWAB & CO., INC.

PERSHING LLC

APEX CLEARING CORPORATION

LAIDLAW GLOBAL SECURITIES, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/2021

Series 63

Date: 7/31/2017

Series 7TO

Date: 4/2/2021

SIE

Date: 10/1/2018

Series 6

Date: 7/20/2017

Series 55

Date: 4/28/2009

Series 7

Date: 11/8/1995

Series 24

Date: 4/19/2004

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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