LP
Linda A. Parisi
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Palmetto, FL
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CRD#: 2369058
LP
Professional summary
Linda A Parisi, who also goes by Linda A Parisi, Linda Ann Parisi, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Palmetto, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Sarasota, Florida.
Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Linda has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Linda A Parisi | Linda Ann Parisi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MODERN-WEALTH, LLC, 6710 Professional Parkway, Suite 201B, Sarasota FL 34240, 01/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO - 5 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO- 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) MODERN-WEALTH, LLC, 6710 Professional Pkwy, Sarasota FL 34240, United States, 12/15/2021, IAR, DBA Name, INV REL, 160 HR/MO- 120 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Linda A Parisi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 6710 Professional Pkwy Ste 320, Lakewood Ranch, FL 34240RIA
CRD#: 134139
Palmetto, FL
Current
December 15, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6710 Professional Pkwy Suite 201b, Sarasota, FL 34240BD
CRD#: 39543
Sarasota, FL
Past
April 1, 2021 - December 15, 2021
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Saraota, FL
Past
January 17, 2019 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
Sarasota, FL
Past
January 16, 2019 - December 15, 2021
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Sarasota, FL
Past
May 3, 2010 - January 10, 2019
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
CUYAHOGA FALLS, OH
Past
May 3, 2010 - January 10, 2019
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
CUYAHOGA FALLS, OH
Past
March 10, 2010 - April 26, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
CUYAHOGA FALLS, OH
Past
March 9, 2010 - April 26, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
CUYAHOGA FALLS, OH
Past
October 3, 2006 - March 10, 2010
AMFIN INVESTMENT SERVICES, INC.
RIA
CRD#: 13945
FAIRLAWN, OH
Past
October 2, 2006 - March 10, 2010
AMFIN INVESTMENT SERVICES, INC.
BD
CRD#: 13945
FAIRLAWN, OH
Past
October 26, 2005 - October 3, 2006
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
AKRON, OH
Past
July 1, 2005 - October 3, 2006
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
AKRON, OH
Past
February 1, 1994 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
BD
CRD#: 35057
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/15/2021)
IAR
Florida(1/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
