Marshall M. Baker
STRATEGIC ADVISERS LLC | Vice President Private Wealth Management Advisor
SAMMAMISH, WA
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CRD#: 2368586
Professional summary
Marshall Marshall Baker, CFP®, who also goes by Marshall Marshall Baker, P M Baker, P Marshall Baker, P. M Baker, Pat Marshall Baker, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sammamish, Washington and FIDELITY BROKERAGE SERVICES LLC located in Bellevue, Washington.
Marshall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Marshall has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Biography
As a Wealth Management Advisor, I help multi-generational families create a comprehensive set of personalized wealth strategies designed for the growth, preservation, and transfer of their wealth. I coordinate the input and involvement of a team of specialists, including Investment Managers, Advanced Planners,Trust Officers and other Fidelity specialists to help with wealth management strategies. Outside of work & family time, you'll find me running steep trails, cycling, skiing and surfing.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marshall Marshall Baker | P M Baker | P Marshall Baker | P. M Baker | Pat Marshall Baker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marshall Marshall Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Seattle University
Master of Finance - Finance, Accounting, Business
1999
Brigham Young University
Bachelor of Economics - Economics & International Relations
1993
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 10500 Ne 8th Street Bellevue Place Ste 100, Bellevue, WA 98004-4303RIA
CRD#: 104555
SAMMAMISH, WA
Current
August 26, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 10500 Ne 8th Street-ste 100 Bellevue Place, Bellevue, WA 98004BD
CRD#: 7784
Bellevue, WA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BELLEVUE, WA
Past
September 3, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BELLEVUE, WA
Past
January 14, 2004 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
RIA
CRD#: 109516
BOSTON, MA
Past
January 3, 1995 - March 9, 2011
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BELLEVUE, WA
Past
October 7, 1993 - March 8, 2011
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/16/2015)
RR
Alaska(11/19/2020)
RR
Arizona(9/18/2014)
RR
Arkansas(11/18/2020)
RR
California(9/2/2014)
RR
Colorado(9/2/2014)
RR
Connecticut(11/18/2020)
RR
Delaware(11/18/2020)
RR
District of Columbia(1/5/2015)
RR
Florida(1/6/2015)
RR
Georgia(1/7/2015)
RR
Hawaii(9/2/2014)
RR
Idaho(9/2/2014)
RR
Illinois(1/5/2015)
RR
Indiana(11/18/2020)
RR
Iowa(11/18/2020)
RR
Kansas(1/6/2015)
RR
Kentucky(11/19/2020)
RR
Louisiana(11/18/2020)
RR
Maine(11/18/2020)
RR
Maryland(1/6/2015)
RR
Massachusetts(11/18/2020)
RR
Michigan(11/19/2020)
RR
Minnesota(1/5/2015)
RR
Mississippi(11/18/2020)
RR
Missouri(11/18/2020)
RR
Montana(11/18/2020)
RR
Nebraska(11/19/2020)
RR
Nevada(1/13/2015)
RR
New Hampshire(1/5/2015)
RR
New Jersey(11/19/2020)
RR
New Mexico(9/4/2014)
RR
New York(1/5/2015)
RR
North Carolina(1/9/2015)
RR
North Dakota(11/23/2020)
RR
Ohio(1/5/2015)
RR
Oklahoma(11/18/2020)
RR
Oregon(9/2/2014)
IAR
Oregon(3/31/2025)
RR
Pennsylvania(1/5/2015)
RR
Rhode Island(11/18/2020)
RR
South Carolina(1/5/2015)
RR
South Dakota(1/5/2015)
RR
Tennessee(1/6/2015)
RR
Texas(10/30/2014)
IAR
Texas(3/31/2025)
RR
Utah(11/18/2020)
RR
Vermont(11/18/2020)
RR
Virginia(11/18/2020)
RR
Washington(9/2/2014)
IAR
Washington(3/31/2025)
RR
West Virginia(11/30/2020)
RR
Wisconsin(11/19/2020)
RR
Wyoming(9/2/2014)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/2/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555Sammamish, WATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
