Sarah M. Place
Professional summary
Sarah Marie Place, who also goes by Sarah M Place De Abed, Sarah M Place Deabed, Sarah M Place-abed, is a registered financial professional currently at PLACE TRADE FINANCIAL, INC. located in Raleigh, North Carolina.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 1993. Sarah has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 4, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah Marie Place's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2003 - Present
PLACE TRADE FINANCIAL, INC.
Office #1: 4030 Wake Forest Road Suite 300, Raleigh, NC 27609November 6, 2002 - November 7, 2003
REGAL SECURITIES, INC.
February 28, 1996 - November 7, 2002
AMERIPRISE ADVISOR SERVICES, INC.
December 8, 1994 - December 31, 1995
EQUITY SERVICES, INC.
February 23, 1994 - October 19, 1994
MONY SECURITIES CORPORATION
July 9, 1993 - November 5, 1993
IDS LIFE INSURANCE COMPANY
July 9, 1993 - November 5, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2014)
(1/20/2015)
(1/14/2015)
(1/27/2015)
(8/19/2013)
(11/7/2003)
(2/10/2014)
(3/20/2015)
(5/6/2022)
(11/7/2003)
(1/5/2015)
(1/16/2015)
(1/29/2024)
(7/15/2003)
(1/20/2015)
(4/29/2014)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 6/16/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
PLACE TRADE FINANCIAL, INC.
CRD#: 126867 / SEC#: , 8-65915
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLACE TRADE FINANCIAL, INC.
CRD#: 126867Raleigh, NC 27609TRUST BUT VERIFY
Monitor Sarah Place
Get automatic monthly alerts on:
