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Robert Malcolm Massaroni

LAZARD ASSET MANAGEMENT SECURITIES
NEW YORK, NY
·CRD# 2366443·15 years experience

Professional Summary

Robert Malcolm Massaroni is a registered financial advisor currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2011. Robert has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

LAZARD ASSET MANAGEMENT SECURITIES LLC·CRD# 129119
BD
30 Rockefeller Plaza 56th Floor, New York, NY, 10112
October 4, 2011 - Present

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Current Firm

LA
LAZARD ASSET MANAGEMENT SECURITIES LLC

LAZARD ASSET MANAGEMENT SECURITIES LLC

CRD#: 129119 / SEC#: 8-66201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

30 Rockefeller Plaza 56th Floor, New York, NY, 10112

Mailing Address

30 Rockefeller Plaza 56th Floor, New York, NY, 10112

Phone Number

(212) 632-6000

Established

Delaware since 05/01/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LAZARD ASSET MANAGEMENT LLCSOLE MEMBER AND MANAGING MEMBER122836
ANDERSON, MARK RICHARDCHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER4769151
MASSARONI, ROBERT MALCOLMPRINCIPAL FINANCIAL AND OPERATIONS OFFICER2366443
RYAN, JENNIFER ANNECHIEF EXECUTIVE OFFICER3013355

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2011About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Malcolm Massaroni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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