Daniel W. Sheehy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel William Sheehy, who also goes by Daniel William Sheehy, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 7 firms and has passed the Series 63, Series 56, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2012 - October 25, 2012
WTS PROPRIETARY TRADING GROUP LLC
January 26, 2010 - March 30, 2012
KESTRA INVESTMENT SERVICES, LLC
September 23, 2003 - March 30, 2012
KESTRA INVESTMENT SERVICES, LLC
June 23, 1997 - September 26, 2003
SUNAMERICA SECURITIES, INC.
August 21, 1996 - June 20, 1997
MARINER FINANCIAL SERVICES, INC.
January 30, 1995 - August 21, 1996
SIGNATOR FINANCIAL SERVICES, INC.
September 16, 1994 - February 16, 1995
WMA SECURITIES, INC.
July 8, 1993 - September 22, 1994
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 6/8/2012
Proprietary Trader Qualification ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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