JW
John D. Wilson
FIFTH THIRD SECURITIES
Cary, NC 27518
Some features on this profile are disabled
CRD#: 2364304
JW
Professional summary
John David Wilson, who also goes by John David Wilson II, John David Wilson, John Wilson, John Wilson Ii, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Cary, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John David Wilson Ii | John David Wilson | John Wilson | John Wilson Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John David Wilson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John David Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2023 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 7210 Tryon Rd, Cary, NC 27518Office #2: 7704 Carpenter Fire Station Road, Cary, NC 27519Office #3: 1725 High House Road, Cary, NC 27513Office #4: 908 Us-64 Highway, Apex, NC 27502Office #5: 1130 North Harrison Ave, Cary, NC 27513Office #6: 4007 Davis Drive, Morrisville, NC 27560Office #7: 961 Morrisville Parkway, Morrisville, NC 27560Office #8: 305 Church At North Hills Street Suite 1000, Raleigh, NC 27609Office #9: 1397 Kildaire Farm Road, Cary, NC 27511Office #10: 1121 Moncure Place, Apex, NC 27523RIA
BD
CRD#: 628
Cary, NC
Current
May 11, 2023 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 7210 Tryon Rd, Cary, NC 27518Office #2: 7704 Carpenter Fire Station Road, Cary, NC 27519Office #3: 1725 High House Road, Cary, NC 27513Office #4: 908 Us-64 Highway, Apex, NC 27502Office #5: 1130 North Harrison Ave, Cary, NC 27513Office #6: 4007 Davis Drive, Morrisville, NC 27560Office #7: 961 Morrisville Parkway, Morrisville, NC 27560Office #8: 305 Church At North Hills Street Suite 1000, Raleigh, NC 27609Office #9: 1397 Kildaire Farm Road, Cary, NC 27511Office #10: 1121 Moncure Place, Apex, NC 27523RIA
BD
CRD#: 628
Cary, NC
Past
May 31, 2017 - May 8, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
RALEIGH, NC
Past
May 31, 2017 - May 8, 2023
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
KNOXVILLE, TN
Past
June 16, 2016 - May 31, 2017
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
RALEIGH, NC
Past
June 16, 2016 - May 31, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
RALEIGH, NC
Past
June 4, 2012 - March 29, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
RALEIGH, NC
Past
May 23, 2012 - March 28, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
RALEIGH, NC
Past
September 1, 2011 - May 30, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
RALEIGH, NC
Past
September 1, 2011 - May 30, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
RALEIGH, NC
Past
September 23, 2008 - September 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RESEARCH TRIANGLE PARK, NC
Past
September 23, 2008 - September 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RESEARCH TRIANGLE PARK, NC
Past
January 15, 2008 - June 6, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
NEW YORK CITY, NY
Past
July 30, 2004 - September 25, 2007
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CARY, NC
Past
July 30, 2004 - September 25, 2007
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CARY, NC
Past
March 2, 2001 - July 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WASHINGTON, DC
Past
January 3, 2001 - July 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 1, 2000 - November 30, 2000
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
September 28, 1999 - November 16, 1999
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
March 31, 1999 - November 12, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
April 28, 1995 - March 12, 1999
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
August 15, 1994 - January 12, 1995
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
June 30, 1993 - August 26, 1994
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/5/2023)
RR
North Carolina(5/12/2023)
IAR
North Carolina(5/23/2023)
RR
South Carolina(5/17/2023)
RR
Virginia(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Cary, NC 27518TRUST BUT VERIFY
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