KB
Kenneth J. Barkus
A.G.P. / ALLIANCE GLOBAL PARTNERS
Kallispell, MT 59902
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CRD#: 2364069
KB
Professional summary
Kenneth James Barkus, who also goes by Ken Barkus, is a registered financial advisor currently at A.G.P. / ALLIANCE GLOBAL PARTNERS located in Kallispell, Montana.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kenneth has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Barkus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MONTANA YOUTH SOCCER ASSOCIATION; NON-INVESTMENT RELATED; KALISPELL, MT; NON-PROFIT; SOCCER REF.; START 9/15/19; 8 HR/WK DURING SECURITIES TRADING HOURS; I REFEREE YOUTH SOCCER GAMES. 2) MONTANA OFFICIALS ASSOCIATION; NON-INVESTMENT RELATED; KALISPELL, MT; REFEREE; START 7/6/23; 8 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I REFEREE SOCCER GAMES.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth James Barkus's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth James Barkus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2025 - Present
A.G.P. / ALLIANCE GLOBAL PARTNERS
Office #1: 208 1st Ave E, Kallispell, MT 59902RIA
BD
CRD#: 8361
Kallispell, MT
Current
October 13, 2025 - Present
A.G.P. / ALLIANCE GLOBAL PARTNERS
Office #1: 208 1st Ave E, Kallispell, MT 59902RIA
BD
CRD#: 8361
Kallispell, MT
Past
July 11, 2007 - October 1, 2025
D.A. DAVIDSON & CO.
RIA
CRD#: 199
KALISPELL, MT
Past
July 31, 1998 - October 1, 2025
D.A. DAVIDSON & CO.
BD
CRD#: 199
KALISPELL, MT
Past
May 14, 1997 - August 10, 1998
MEEDER DISTRIBUTION SERVICES, INC.
BD
CRD#: 36773
DUBLIN, OH
Past
October 26, 1993 - July 10, 1995
AMERICAN FRONTEER FINANCIAL CORPORATION
BD
CRD#: 1398
DENVER, CO
Past
July 19, 1993 - November 3, 1993
D.A. DAVIDSON & CO.
BD
CRD#: 199
GREAT FALLS, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
A.G.P. / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS | VAN PELT & COMPANY | THE A.I.D. GROUP | SHILLIN WEALTH MANAGEMENT | SES GROUP | PINZKER & ASSOCIATES | NTS BEARING | LUNDBLADE FINANCIAL GROUP | LOWELL NEWMAN | KS CAPITAL MANAGEMENT, INC | INTUIT WEALTH MANAGEMENT | EURO PACIFIC CAPITAL, INC. | EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS | EPC ADVISORS GROUP | BOATMAN FINANCIAL MANAGEMENT, PLLC | ALLIANCE GLOBAL PLANNING | AGP FINANCIAL DISTRICT | ABC WEALTH MANAGEMENT | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY | A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. | A.G.P. / ALLIANCE GLOBAL PARTNERS | A.G.P. / ALLIANCE GLOBAL | A.G.P.
CRD#: 8361 / SEC#: 801-70276, 8-25132
RIA
Registered Investment Advisory firm - SEC (6/15/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/13/2025)
RR
Arizona(10/13/2025)
RR
Arkansas(10/13/2025)
RR
California(10/13/2025)
RR
Colorado(10/13/2025)
RR
Connecticut(10/13/2025)
RR
District of Columbia(10/13/2025)
RR
Florida(10/13/2025)
RR
Georgia(10/13/2025)
RR
Hawaii(10/13/2025)
RR
Idaho(10/13/2025)
RR
Illinois(10/13/2025)
RR
Indiana(10/13/2025)
RR
Kansas(10/13/2025)
RR
Michigan(10/13/2025)
RR
Minnesota(10/13/2025)
RR
Missouri(10/13/2025)
RR
Montana(10/13/2025)
IAR
Montana(10/13/2025)
RR
Nevada(10/13/2025)
RR
New Jersey(10/13/2025)
RR
New Mexico(10/13/2025)
RR
New York(10/13/2025)
RR
North Carolina(10/13/2025)
RR
North Dakota(10/13/2025)
RR
Ohio(10/13/2025)
RR
Oklahoma(10/14/2025)
RR
Oregon(10/13/2025)
RR
Pennsylvania(10/13/2025)
RR
South Carolina(10/13/2025)
RR
South Dakota(10/13/2025)
RR
Tennessee(10/13/2025)
RR
Texas(10/13/2025)
IAR
Texas(10/13/2025)
RR
Utah(10/13/2025)
RR
Vermont(10/13/2025)
RR
Washington(10/13/2025)
RR
Wisconsin(10/13/2025)
RR
Wyoming(10/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
A.G.P. / ALLIANCE GLOBAL PARTNERS
A.G.P / ALLIANCE GLOBAL PARTNERS | VAN PELT & COMPANY | THE A.I.D. GROUP | SHILLIN WEALTH MANAGEMENT | SES GROUP | PINZKER & ASSOCIATES | NTS BEARING | LUNDBLADE FINANCIAL GROUP | LOWELL NEWMAN | KS CAPITAL MANAGEMENT, INC | INTUIT WEALTH MANAGEMENT | EURO PACIFIC CAPITAL, INC. | EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS | EPC ADVISORS GROUP | BOATMAN FINANCIAL MANAGEMENT, PLLC | ALLIANCE GLOBAL PLANNING | AGP FINANCIAL DISTRICT | ABC WEALTH MANAGEMENT | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC | A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY | A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. | A.G.P. / ALLIANCE GLOBAL PARTNERS | A.G.P. / ALLIANCE GLOBAL | A.G.P.
CRD#: 8361 / SEC#: 801-70276, 8-25132
RIA
Registered Investment Advisory firm - SEC (6/15/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
88 Post Road West 2nd Floor, Westport, CT 06880
Mailing Address
88 Post Road West 2nd Floor, Westport, CT 06880
Phone number
(203) 662-9700
Established
New York since 07/06/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Medium
# of Employees
320
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCE GLOBAL HOLDINGS, INC. | HOLDING COMPANY | |
| GAMBARDELLA, RAFFAELE | COO/CHIEF RISK OFFICER | 2448073 |
| HIGGINS, THOMAS JOSEPH | PRINCIPAL OPERATIONS OFFICER | 1477505 |
| KLEIN, CRAIG ERIN | CFO, PRINCIPAL FINANCIAL OFFICER | 3253836 |
| LAURIELLO, ANTHONY JOSEPH | MUNICIPAL SECURITIES PRINCIPAL | 1086881 |
| MICHALS, PHILLIP WILLIAM | CHIEF EXECUTIVE OFFICER | 2414124 |
| VENEZIA, JOHN JOSEPH | CHIEF COMPLIANCE OFFICER - BROKER DEALER, RIA | 2737135 |
Regulatory assets under management
| Total Number of Accounts | 6,959 |
| AUM (Assets Under Management) | $ 2,300,125,872 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
A.G.P. / ALLIANCE GLOBAL PARTNERS
CRD#: 8361Kallispell, MT 59902TRUST BUT VERIFY
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Contact information
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