Jeffrey S. Tuccillo

VANDERBILT SECURITIES

Yonkers, NY 10704

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CRD#: 2363454

Professional summary

Jeffrey Steven Tuccillo, who also goes by Jeffrey S Tuccillo, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Yonkers, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey S Tuccillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Steven Tuccillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2025 - Present

VANDERBILT SECURITIES, LLC

Office #1: 992 Mclean Avenue, Yonkers, NY 10704

CRD#: 5953

Yonkers, NY

Past

October 11, 2024 - January 21, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Yonkers, NY

Past

May 8, 2020 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Yonkers, NY

Past

August 2, 2010 - May 11, 2020

LINCOLN INVESTMENT

CRD#: 519

YONKERS, NY

Past

February 15, 2005 - August 2, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

March 30, 1995 - February 15, 2005

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

February 14, 1994 - January 20, 1995

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

September 10, 1993 - February 10, 1994

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

August 11, 1993 - September 14, 1993

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/17/2025)

Connecticut
(1/16/2025)

Florida
(1/16/2025)

New Jersey
(1/16/2025)

New York
(1/16/2025)

North Carolina
(1/22/2025)

South Carolina
(1/16/2025)

Exams

State Security Law Exam

Series 63

Date: 8/31/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/9/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VANDERBILT SECURITIES, LLC

RICHARDT-ALYN & CO. | VANDERBILT SECURITIES, LLC | VANDERBILT SECURITIES

CRD#: 5953 / SEC#: , 8-16712

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Mailing Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone number

(631) 845-5100

Established

New York since 12/05/2001

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VANDERBILT CAPITAL, LLC	SOLE OWNER
ANTENOR, JR, DANIEL	CHIEF OPERATIONS OFFICER/OPTIONS/MUNI	5839052
DISTANTE, STEPHEN ALFRED	CEO - LIMITED PARTNER	2206574
PLAPP, MEGAN LYNN	FINOP, POO, PFO, CFO	6790596
THOMAS, MICHELLE DENISE	CHIEF COMPLIANCE OFFICER	2210435
TRIFILETTI, JOSEPH JOHN	PRESIDENT	5295897

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

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Firm Stability Insights

Jeffrey S. Tuccillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Steven Tuccillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

LINCOLN INVESTMENT

MM ASCEND LIFE INVESTOR SERVICES, LLC

PMG SECURITIES CORPORATION

NATHAN & LEWIS SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/1993

SIE

Date: 10/1/2018

Series 6

Date: 8/9/1993

FINRA

Current Firm

VANDERBILT SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VANDERBILT SECURITIES, LLC

TRUST BUT VERIFY

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