Alexander P. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Paul Bernstein, who also goes by Alexander P Bernstein, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2003. Alexander had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2013 - February 28, 2022
GORDIAN INVESTMENTS, LLC
July 8, 2011 - April 3, 2013
GROWTH CAPITAL SERVICES, INC.
January 28, 2009 - October 21, 2009
ARDOUR CAPITAL INVESTMENTS, LLC
September 15, 2006 - November 12, 2008
MERRIMAN CAPITAL, INC.
April 11, 2005 - September 19, 2006
WEDBUSH SECURITIES INC.
December 5, 2003 - June 1, 2004
GARAGE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GORDIAN INVESTMENTS, LLC
CRD#: 158611 / SEC#: , 8-68911
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
