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Jeremy Niel Armstrong

CRD# 1675339·Registered 1987 - 2025
Previously Registered: Being a previously registered professional could mean that Jeremy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeremy Niel Armstrong, who also goes by Niel Armstrong, was a registered financial advisor. Jeremy was a previously registered financial professional and started their career in finance 1987 - 2025. Jeremy had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 9, Series 14, Series 10, Series 4, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Niel Armstrong

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

FINANCIAL SENSE SECURITIES, INC.·CRD# 39301
BD
San Diego, CA
December 12, 2024 - July 3, 2025
REGAN FINANCIAL GROUP, LLC·CRD# 168939
RIA
Danville, CA
January 3, 2014 - May 31, 2016
PUBVEST SECURITIES, LLC·CRD# 166428
BD
Lafayette, CA
August 23, 2013 - February 8, 2022
FINANCIAL ADVISOR SELECT LLC·CRD# 164738
RIA
San Francisco, CA
October 31, 2012 - September 19, 2018
GORDIAN INVESTMENTS, LLC·CRD# 158611
BD
Oregon House, CA
March 12, 2012 - December 4, 2023
HOCKING CAPITAL, LLC·CRD# 148088
BD
San Francisco, CA
November 24, 2008 - February 4, 2011
COWEN PRIME SERVICES TRADING LLC·CRD# 23857
BD
San Francisco, CA
March 3, 2005 - February 4, 2011
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
October 22, 2002 - April 14, 2004
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
San Francisco, CA
May 31, 2002 - September 27, 2002
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
May 30, 2002 - September 27, 2002
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
December 1, 1999 - September 9, 2002
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
August 26, 1999 - November 19, 1999
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
August 22, 1997 - September 1, 1998
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
January 19, 1990 - June 16, 1997
FIDELITY DISTRIBUTORS CORPORATION·CRD# 6848
BD
Smithfield, RI
December 20, 1988 - January 18, 1990
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
July 31, 1987 - December 19, 1988

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Current Firm

FS
FINANCIAL SENSE SECURITIES, INC.

FINANCIAL SENSE SECURITIES, INC. | PUPLAVA SECURITIES, INC. | FINANCIAL SENSE WEALTH MANAGEMENT

CRD#: 39301 / SEC#: 8-48630
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

10920 Via Frontera Suite 500, San Diego, CA 92127

Mailing Address

10920 Via Frontera Suite 500, San Diego, CA 92127

Phone Number

(858) 487-3939

Established

California since 08/22/1995

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINANCIAL SENSE ADVISORS, INC.SHAREHOLDER111090
PUPLAVA, JAMES JOSEPHCEO & CCO736091
PUPLAVA, JAMES JOSEPHPRESIDENT736091
PUPLAVA, MARY BESTSECRETARY2662349
ROBERTS, CHRISTOPHER DEEFINOP6505465

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1987About the Series 6 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2005About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 2000About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1994

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JA
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