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Victoria Lynn Delucia

CRD# 2360895·Registered 1993 - 2017
Previously Registered: Being a previously registered professional could mean that Victoria is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Victoria Lynn Delucia, who also goes by VIctoria Lynn Barile, Victoria L Olson, Victoria Lynn Olson, was a registered financial advisor. Victoria was a previously registered financial professional and started their career in finance 1993 - 2017. Victoria had worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Victoria Lynn Barile, Victoria L Olson, Victoria Lynn Olson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

LGA CAPITAL·CRD# 282415
BD
Rockville, MD
August 22, 2016 - February 23, 2017
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.·CRD# 148024
BD
Summit, NJ
July 6, 2015 - March 22, 2016
GLOBAL ATLANTIC DISTRIBUTORS, LLC·CRD# 8326
BD
Hartford, CT
December 7, 2012 - April 7, 2014
AST INVESTMENT SERVICES, INC.·CRD# 108897
RIA
Shelton, CT
September 27, 2007 - August 10, 2012
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
July 3, 2007 - August 10, 2012
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
July 1, 2003 - May 15, 2007
WS GRIFFITH SECURITIES, INC.·CRD# 10410
RIA
Hartford, CT
March 31, 2003 - September 13, 2004
MAIN STREET MANAGEMENT COMPANY·CRD# 547
BD
Boston, MA
February 21, 2003 - June 30, 2003
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
March 22, 2002 - February 20, 2003
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
January 18, 2000 - September 21, 2004
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
April 17, 1997 - January 26, 2000
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
March 17, 1995 - May 29, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
August 10, 1993 - December 13, 1994
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
August 10, 1993 - December 13, 1994

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Current Firm

LC
LGA CAPITAL

LGA CAPITAL | LGA CAPITAL CRE, LLC

CRD#: 282415 / SEC#: 8-69715
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

6110 Executive Boulevard Suite 1050, Rockville, MD 20852

Mailing Address

6110 Executive Boulevard Suite 1050, Rockville, MD 20852

Phone Number

(301) 691-5009

Established

Maryland since 10/30/2015

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GERSTEIN, JASON PHILIPCHIEF EXECUTIVE OFFICER6595909
BEVAUN, MARLONFINOP6259795
GOBERNA, LUIS DANIELCHIEF COMPLIANCE OFFICER7152621

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1993About the Series 6 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2000About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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