Jennisen D. French
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennisen Dirk French, who also goes by Dirk French, Jennesen Dirk French, was a registered financial professional .
Jennisen is a previously registered financial professional and started their career in finance in 1995. Jennisen had worked at 4 firms and has passed the Series 63, Series 56, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2012 - March 12, 2014
WTS PROPRIETARY TRADING GROUP LLC
March 23, 2007 - September 7, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
May 26, 2000 - December 13, 2000
QUEST CAPITAL STRATEGIES, INC.
March 6, 1995 - June 4, 1998
NATIONAL CLEARING CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 10/16/2012
Proprietary Trader Qualification ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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