SS
Scott D. Seligman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Cherry Hill, NJ 08003
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CRD#: 2358979
SS
Professional summary
Scott Daniel Seligman is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cherry Hill, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cherry Hill, New Jersey.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SELIGMAN FINANCIAL GROUP LLC/DBA UNITED FINANCIAL SOLUTIONS, 1814 rt 70 East, Suite250, cherry hill NJ 08003, United States, 06/02/2025, Managing Member, DBA Name, NIR, 1 HR/MO - 1 HR/MO TRADING 2. UNITED FINANCIAL SOLUTIONS, 1814 rt 70 East, Suite 250, Cherry Hill NJ 08003, United States, 06/02/2025, Agent, Insurance/Benefits/Human Resources, NIR, 30 HR/MO - 30 HR/MO TRADING 3. WOLF COMMERCIAL REAL ESTATE, 1 Holtec DR, Site G100, Marlton NJ 08053, United States, 06/02/2025, Agent, Real Estate, NIR, 1HR/MO - 1 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, 06/2025, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80
CRS (Client Relationship Summary) - RIA
Click below to view Scott Daniel Seligman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1814 Rt 70 East Suite 250, Cherry Hill, NJ 08003RIA
CRD#: 134139
Cherry Hill, NJ
Current
June 2, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1814 Rt. 70 East Ste. 250, Cherry Hill, NJ 08003BD
CRD#: 39543
Cherry Hill, NJ
Past
January 19, 2024 - June 4, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
Cherry Hill, NJ
Past
January 19, 2024 - June 4, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
Cherry Hill, NJ
Past
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
Cherry Hill, NJ
Past
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Cherry Hill, NJ
Past
May 25, 2016 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
Cherry Hill, NJ
Past
June 8, 2015 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
CHERRY HILL, NJ
Past
July 26, 2013 - June 25, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
CHERRY HILL, NJ
Past
October 14, 2008 - August 6, 2013
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
CHERRY HILL, NJ
Past
May 29, 2002 - October 16, 2008
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
CHERRY HILL, NJ
Past
February 28, 2001 - May 29, 2002
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
August 13, 1993 - February 23, 2001
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/2/2025)
RR
Connecticut(6/2/2025)
RR
Delaware(6/2/2025)
RR
Florida(6/2/2025)
RR
Illinois(6/2/2025)
RR
Maryland(6/2/2025)
RR
Massachusetts(6/2/2025)
RR
Nevada(6/2/2025)
RR
New Jersey(6/2/2025)
IAR
New Jersey(6/2/2025)
RR
New York(6/2/2025)
RR
North Carolina(6/9/2025)
RR
Pennsylvania(6/2/2025)
RR
South Carolina(6/2/2025)
RR
Tennessee(6/2/2025)
RR
Virginia(6/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
