Stephen Anderson
Professional summary
Stephen Anderson, who also goes by Steve Anderson, is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1994. Stephen has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 16, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2022 - Present
MACQUARIE CAPITAL (USA) INC.
Office #1: 660 5th Ave, New York, NY 10103January 3, 2022 - April 29, 2022
BBVA SECURITIES INC.
October 26, 2021 - April 29, 2022
SEB SECURITIES, INC.
August 3, 2020 - June 15, 2021
SIDOTI & COMPANY, LLC
July 16, 2015 - March 13, 2020
MAXIM GROUP LLC
October 24, 2014 - July 16, 2015
MITCHELL SECURITIES, INC.
September 14, 2010 - October 23, 2014
MILLER TABAK + CO., LLC
November 9, 2004 - September 13, 2010
MKM PARTNERS LLC
February 22, 1994 - June 18, 1999
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MACQUARIE CAPITAL (USA) INC.
CRD#: 36368 / SEC#: , 8-47198
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
Red Flags
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