Joseph A. Monteleone
Professional summary
Joseph Anthony Monteleone, who also goes by Joe Monteleone, is a registered financial professional currently at LPL FINANCIAL LLC located in Batavia, New York and ESL INVESTMENT SERVICES, LLC located in Batavia, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Monteleone's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2024 - Present
LPL FINANCIAL LLC
Office #1: 4214 Veterans Memorial Drive, Batavia, NY 14020September 23, 2024 - Present
ESL INVESTMENT SERVICES, LLC
Office #1: 4214 Veterans Memorial Drive, Batavia, NY 14020August 3, 2021 - August 2, 2023
LPL FINANCIAL LLC
March 5, 2014 - August 2, 2023
LPL FINANCIAL LLC
March 10, 2006 - March 6, 2014
INVEST FINANCIAL CORPORATION
February 5, 2000 - February 8, 2006
FIVE STAR INVESTMENT SERVICES, INC.
December 12, 1994 - March 23, 2000
INVEST FINANCIAL CORPORATION
June 17, 1993 - November 8, 1994
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2024)
(9/1/2024)
Exams
FINRA
Current Firm
ESL INVESTMENT SERVICES, LLC
CRD#: 139176 / SEC#: , 8-67195
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Company Information
ESL INVESTMENT SERVICES, LLC
CRD#: 139176Batavia, NY 14020TRUST BUT VERIFY
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