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Find, Compare and Monitor Financial Advisors at ESL INVESTMENT SERVICES, LLC

CRD#: 139176
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ESL INVESTMENT SERVICES, LLC is located at 225 Chestnut Street, Rochester, NY 14604 and was first established at Woodbridge, New York in 04/24/2001. After operating for 25 years, ESL INVESTMENT SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ESL INVESTMENT SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ESL INVESTMENT SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ESL INVESTMENT SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ESL INVESTMENT SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ESL INVESTMENT SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ESL INVESTMENT SERVICES, LLC Comes From

Understanding the Statistics for ESL INVESTMENT SERVICES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
225 Chestnut Street, Rochester, NY 14604
Mailing Address
225 Chestnut Street, Rochester, NY 14604
Firm Size
Small
Phone Number
(585) 339-4475
Established
New York since 04/24/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ESL HOLDCO LLCOWNER
DONAHOE, JOELLE LAURENCCO, AMLCO AND COMPLIANCE MANAGER2678810
IACOBELLI, LEOPRESIDENT/COO/EXECUTIVE REP1717602
ROCHE, PASCAL AFINOP/ PFO/ POO5920968

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at ESL INVESTMENT SERVICES, LLC

LI

Leo Iacobelli

IAR
RR
CRD#: 1717602
Location:
Rochester, NY 14604
Company:
LPL FINANCIAL LLC
Disclosures:
Experience:
38 years
View Profile
PR

Pamela Jean Rudolph

Pamela Jean Biehl, Pamela Jean Rudolph
IAR
RR
CRD#: 2384416
Location:
Batavia, NY 14020
Company:
LPL FINANCIAL LLC
Disclosures:
Experience:
29 years
View Profile
SW

Sheldon Jay Walker

Sheldon Jay Walker Jr
IAR
RR
CRD#: 2416190
Location:
Rochester, NY 14626
Company:
LPL FINANCIAL LLC
Disclosures:
Experience:
31 years
View Profile
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