MM
Michael J. Mccarthy
CETERA INVESTMENT ADVISERS LLC
Myrtle Beach, SC 29572
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CRD#: 2355638
MM
Professional summary
Michael Joseph Mccarthy, CFP®, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Myrtle Beach, South Carolina and CETERA WEALTH SERVICES, LLC located in Myrtle Beach, South Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Estate Planning
Insurance Planning
Education Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: PACU PROPERTY LLC INVESTMENT RELATED: NO ADDRESS: 8500 MARGATE CIRCLUEAPT 2002 MYRTLE BEACH SC 29572 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2004 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: KEEP THE BOOKS AND FILE TAX RETURN. 2. NAME OF OTHER BUSINESS: REGAL WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2004 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: MANAGE BUSINESS AND FINANCIAL PLANNING ACTIVITIES. MEET WITH CLIENTS AND RECOMMEND INVESTMENT AND PLANNING SOLUTIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
February 15, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9776 Kings Road Suite B, Myrtle Beach, SC 29572Office #2: 800 High Meadows Drive, Pickens, SC 29671RIA
CRD#: 105644
Myrtle Beach, SC
Current
February 15, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9776 Kings Road, Suite B, Myrtle Beach, SC 29572BD
CRD#: 13572
Myrtle Beach, SC
Past
January 4, 2019 - February 21, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOCA RATON, FL
Past
January 4, 2019 - February 21, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
BOCA RATON, FL
Past
April 26, 2016 - January 17, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
FLORHAM PARK, NJ
Past
September 6, 2007 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
FLORHAM PARK, NJ
Past
September 10, 1997 - January 17, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
FLORHAM PARK, NJ
Past
November 3, 1994 - September 10, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 3, 1994 - September 10, 1997
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
June 17, 1993 - November 10, 1994
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/15/2024)
RR
Arizona(2/15/2024)
RR
California(2/15/2024)
RR
Colorado(2/15/2024)
RR
Connecticut(2/15/2024)
RR
Delaware(12/23/2024)
RR
District of Columbia(2/15/2024)
RR
Florida(2/15/2024)
RR
Georgia(2/15/2024)
RR
Illinois(3/20/2025)
RR
Indiana(2/15/2024)
RR
Maryland(2/15/2024)
RR
Massachusetts(2/15/2024)
RR
Michigan(2/29/2024)
RR
New Jersey(2/15/2024)
RR
New York(2/15/2024)
RR
North Carolina(2/27/2024)
RR
Pennsylvania(2/15/2024)
RR
South Carolina(2/15/2024)
IAR
South Carolina(2/15/2024)
RR
Tennessee(2/15/2024)
RR
Texas(2/15/2024)
IAR
Texas(2/15/2024)
RR
Vermont(2/15/2024)
RR
Virginia(2/15/2024)
RR
Washington(2/15/2024)
RR
West Virginia(2/15/2024)
RR
Wisconsin(2/15/2024)
RR
Wyoming(2/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Myrtle Beach, SC 29572TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
