Mark Zichelli
Professional summary
Mark Zichelli SR., who also goes by Mark L Zichelli, Mark Lawrence Zichelli Sr., Mark Lawrence Zichelli, Mark Zichelli, is a registered financial professional currently at EASTERLY SECURITIES LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Zichelli SR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2026 - Present
EASTERLY SECURITIES LLC
Office #1: 515 Madison Avenue 24th Floor, New York, NY, 10022December 13, 2022 - June 26, 2026
QUASAR DISTRIBUTORS, LLC
September 18, 2018 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
May 9, 2001 - September 17, 2018
OLSTEIN CAPITAL MANAGEMENT, L.P.
July 7, 1999 - February 9, 2001
U.S. GROWTH INVESTMENTS, INC.
July 31, 1993 - March 13, 1998
CITIGROUP GLOBAL MARKETS INC.
June 1, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2026)
(7/6/2026)
(7/6/2026)
Exams
FINRA
Current Firm
EASTERLY SECURITIES LLC
CRD#: 281103 / SEC#: , 8-69661
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTERLY ASSET MANAGEMENT OPERATIONS LLC | SOLE AND MANAGING MEMBER | |
| FRIZE, BERNARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 2366022 |
| JULIANO JR, PHILIP L | CHIEF EXECUTIVE OFFICER | 4781008 |
| JUSTER, KENNETH G | CHIEF LEGAL OFFICER | 4788250 |
| MONTAGUE, MICHAEL | CHIEF FINANCIAL OFFICER | 5121305 |
| SMITH, ELIZABETH ANNE | FINOP | 1960549 |
Red Flags
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