Michael P. Flatley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Peter Flatley, who also goes by Michael Peter Flatley Sr, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2014 - August 11, 2015
FOREFRONT CAPITAL MARKETS LLC
November 22, 2010 - December 31, 2012
MIDAMERICA FINANCIAL SERVICES, INC.
July 13, 2009 - November 2, 2010
M HOLDINGS SECURITIES, INC.
December 7, 2006 - February 5, 2009
M HOLDINGS SECURITIES, INC.
March 1, 2006 - October 19, 2006
RESOURCE HORIZONS GROUP LLC
February 12, 2002 - July 2, 2003
QUEST CAPITAL STRATEGIES, INC.
December 14, 1998 - December 15, 1999
FIRST EMPIRE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOREFRONT CAPITAL MARKETS LLC
CRD#: 151812 / SEC#: 801-80131, 8-68402
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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