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MD

Matthew F. Davis

REDMONT CAPITAL MARKETS LLC
Birmingham, AL 35209
Some features on this profile are disabled
CRD#: 2351540
MD

Professional summary

Matthew Franklin Davis, who also goes by Matthew F Davis, is a registered financial professional currently at REDMONT CAPITAL MARKETS LLC located in Birmingham, Alabama.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew F Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Franklin Davis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 19, 2023 - Present

REDMONT CAPITAL MARKETS LLC

Office #1: 820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
BD
CRD#: 300536
Birmingham, AL
Past

June 8, 2020 - August 3, 2023

PERIGEE SECURITIES LP

BD
CRD#: 123210
SARASOTA, FL
Past

August 27, 2018 - June 2, 2020

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHICAGO, IL
Past

October 1, 2008 - August 28, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL
Past

January 10, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

October 17, 1996 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
CHICAGO, IL
Past

May 28, 1993 - June 29, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(7/2/2024)
RR
Iowa
(5/20/2024)
RR
Louisiana
(4/9/2024)
RR
Massachusetts
(11/4/2024)
RR
Mississippi
(12/14/2023)
RR
New York
(12/14/2023)
RR
Oklahoma
(5/19/2024)
RR
Oregon
(5/20/2024)
RR
South Carolina
(5/3/2024)
RR
Texas
(5/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/21/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/16/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/14/1994
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/12/2018
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/5/2018
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

RC
REDMONT CAPITAL MARKETS LLC
REDMONT CAPITAL MARKETS LLC

CRD#: 300536 / SEC#: , 8-70291

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
Mailing Address
820 Shades Creek Parkway Suite 1200, Birmingham, AL 35209
Phone number
(205) 943-5125
Established
Delaware since 12/20/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REDMONT & COMPANY LLCSOLE MEMBER
HODGES, PHILIP LAWTONPRINCIPAL6042367
SELLERS, DOUGLASPRESIDENT/CEO/FINOP/PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER1402695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDMONT CAPITAL MARKETS LLC

CRD#: 300536Birmingham, AL 35209

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