BB
Benton S. Bragg
BRAGG FINANCIAL ADVISORS
Charlotte, NC 28203
Some features on this profile are disabled
CRD#: 2350317
BB
Professional summary
Benton Sellers Bragg, CFP® is a registered financial advisor currently at BRAGG FINANCIAL ADVISORS INC located in Charlotte, North Carolina.
Benton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Benton has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Tax Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 1031 S, LLC, CHARLOTTE, NC, 8.68% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 2.) 2500 DISTRIBUTION STREET INVESTORS, LLC, CHARLOTTE, NC, 14.22% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 3.) TRACT 5239 INVESTORS, LLC, CHARLOTTE, NC, 14.99% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 4.) LOST HIGHWAY, LLC, CHARLOTTE, NC, 26.8% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON S. BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 5.) IREDELL AVENUE RESIDENTIAL DEVELOPMENT, LLC, CHARLOTTE, NC, 20% LIMITED LIABILITY MEMBER, NON INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 6.) SEVENTY THREE, LLC, CHARLOTTE, NC, 25% LIMIITED LIABILITY MEMBER, NON-INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON TRADING HOURS. 7.) FERNCROFT FM MANAGEMENT, LLC, ORGANIZED IN NORTH CAROLINA, 20.979% LLC MEMBER, NON-INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 8.) NEW MILLENNIUM COMMUNICATIONS, LLC, ORGANIZED IN NORTH CAROLINA, LLC MEMBER, NON-INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 9.) MECKLENBURG COUNTY COUNCIL OF BOY SCOUTS, 1410 E. 7TH STREET, CHARLOTTE, NC 28204; MEMBER OF THE FINANCE COMMITTEE AND BOARD OF ADVISORS, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACTIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 10.) WINGATE UNIVERSITY, 211 E WILSON STREET, WINGATE, NC 28174; MEMBER OF THE BOARD OF TRUSTEES AND INVESTMENT COMMITTEE, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACTIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 11.) DOWD YMCA, 400 E MOREHEAD ST, CHARLOTTE, NC 28202; MEMBER OF THE INVESTMENT COMMITTEE, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACTIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 12.) DAVIDSON COLLEGE PRESBYTERIAN CHURCH, 100 N MAIN STREET, DAVIDSON, NC 28036; MEMBER OF THE ENDOWMENT INVESTMENT COMMITTEE, INVESTMENT RELATED, BENTON SPENDS ZERO HOURS PER MONTH ON THE ACITIVITY DURING TRADING HOURS AND 1-2 HOURS PER MONTH DURING NON-TRADING HOURS. 13.) 96 DEACON, LLC, ORGANIZED IN NORTH CAROLINA, LLC MEMBER, NON INVESTMENT RELATED, BENTON BRAGG SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS AND ZERO HOURS PER MONTH DURING NON-TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Benton Sellers Bragg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
May 19, 2020 - Present
BRAGG FINANCIAL ADVISORS INC
Office #1: 1031 South Caldwell St Suite 200, Charlotte, NC 28203RIA
CRD#: 108780
Charlotte, NC
Past
November 28, 2000 - September 2, 2020
QUEENS ROAD SECURITIES, LLC
BD
CRD#: 104277
CHARLOTTE, NC
Past
January 29, 1997 - December 15, 2000
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
October 15, 1993 - January 2, 2001
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
May 20, 1993 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRAGG FINANCIAL ADVISORS INC
BRAGG FINANCIAL ADVISORS INC
CRD#: 108780 / SEC#: 801-56890
RIA
Registered Investment Advisory firm - (10/12/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(5/19/2020)
IAR
Texas(8/26/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BF
BRAGG FINANCIAL ADVISORS INC
BRAGG FINANCIAL ADVISORS INC
CRD#: 108780 / SEC#: 801-56890
RIA
Registered Investment Advisory firm - (10/12/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1031 South Caldwell St Suite 200, Charlotte, NC 28203
Mailing Address
Phone number
(704) 377-0261
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,552 |
| AUM (Assets Under Management) | $ 3,904,367,607 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
