Vito A. Francone

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Newport Beach, CA

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CRD#: 2349326

Professional summary

Vito Antonio Francone II is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Newport Beach, California and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.

Vito is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Vito has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)START DATE 01/2016, I DEVOTE 5 HRS/MO (NONE DURING TRADING) AS AGENT FOR FIXED INSURANCE. THIS IS A NON-INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE: SELLING AND SERVICING LTC & FIXED INSURANCE. BUSINESS ADDRESS IS THE SAME AS BRANCH ADDRESS. (2)START DATE 10/2018, I DEVOTE 20 HRS/MO AS SALES REP/INDEPENDENT CONTRACTOR FOR TRUST ME VODKA. THIS IS NOT AN INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE SELLING VODKA FOR COMMISSION. BUSINESS ADDRESS: 857 AMIGOS WAY, NEWPORT BEACH, CA 92660.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vito Antonio Francone II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2022 - Present

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RIA

CRD#: 157714

Newport Beach, CA

Current

October 31, 2022 - Present

ALEXANDER CAPITAL, L.P.

Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701

CRD#: 40077

Red Bank, NJ

Past

March 8, 2017 - November 1, 2022

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

NEWPORT BEACH, CA

Past

March 8, 2017 - November 1, 2022

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

NEWPORT BEACH, CA

Past

August 26, 2013 - December 1, 2016

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

BUENA PARK, CA

Past

August 26, 2013 - December 1, 2016

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

BUENA PARK, CA

Past

May 7, 2004 - September 23, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEWPORT BEACH, CA

Past

May 7, 2004 - September 23, 2013

LPL FINANCIAL LLC

CRD#: 6413

NEWPORT BEACH, CA

Past

July 8, 1997 - May 12, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

LAGUNA BEACH, CA

Past

July 23, 1996 - May 12, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 3, 1995 - July 19, 1996

DAEHAN SECURITIES, INC.

CRD#: 25447

LOS ANGELES, CA

Past

September 26, 1994 - January 23, 1995

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA

Registered Investment Advisory firm - (4/30/2018 Approved)

Arkansas

Registered Investment Advisory firm - (5/15/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (6/20/2018 Terminated)

New York

Registered Investment Advisory firm - (5/15/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2018 Terminated)

Washington

Registered Investment Advisory firm - (5/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/9/2023)

California
(10/31/2022)

IAR

California
(10/31/2022)

Delaware
(12/6/2022)

Florida
(4/28/2025)

Nevada
(7/22/2025)

New Jersey
(10/7/2025)

New York
(11/6/2022)

Texas
(5/7/2024)

Utah
(2/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA

Registered Investment Advisory firm - (4/30/2018 Approved)

Arkansas

Registered Investment Advisory firm - (5/15/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (6/20/2018 Terminated)

New York

Registered Investment Advisory firm - (5/15/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2018 Terminated)

Washington

Registered Investment Advisory firm - (5/22/2018 Terminated)

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Contact information

Main Address

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701

Mailing Address

Phone number

(212) 687-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALEXANDER CAPITAL WEALTH MANAGEMENT, LLC FIRM BROCHURE (3/11/2025)

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC APPENDIX 1 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	999
AUM (Assets Under Management)	$ 212,106,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vito A. Francone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vito Antonio Francone II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALEXANDER CAPITAL, L.P.

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

DAEHAN SECURITIES, INC.

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2007

Series 63

Date: 1/11/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/22/1994

Series 24

Date: 9/2/2004

FINRA

Current Firm

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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