Audrey H. Mcmahon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Audrey H Mcmahon, who also goes by Audrey Sharon Haughwout, Audrey Haughwout Mcmahon, was a registered financial professional .
Audrey is a previously registered financial professional and started their career in finance in 1993. Audrey had worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 14, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2024 - November 7, 2025
EQUITYZEN SECURITIES LLC
January 2, 2014 - April 8, 2024
ARES MANAGEMENT CAPITAL MARKETS LLC
December 4, 2007 - July 23, 2012
CETERA WEALTH SERVICES, LLC
November 28, 2007 - July 23, 2012
CETERA WEALTH SERVICES, LLC
October 15, 2007 - November 30, 2007
ASSOCIATED SECURITIES CORP.
March 20, 2006 - November 30, 2007
ASSOCIATED SECURITIES CORP.
January 24, 1997 - March 14, 2006
CHARLES SCHWAB & CO., INC.
June 22, 1993 - March 17, 1995
STEIN, SHORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 5/4/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EQUITYZEN SECURITIES LLC
CRD#: 281820 / SEC#: , 8-69689
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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