Nicholas J. Taylor
Professional summary
Nicholas James Taylor, who also goes by Nicholas Taylor, Nick Taylor, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Atlanta, Georgia and STATE FARM VP MANAGEMENT CORP. located in Atlanta, Georgia.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Nicholas has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas James Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1448 Woodmont Ln Nw, Atlanta, GA 30328August 8, 2025 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1448 Woodmont Ln Nw, Atlanta, GA 30318April 18, 2012 - January 22, 2014
KOVACK ADVISORS, INC.
April 17, 2012 - January 22, 2014
KOVACK SECURITIES INC.
December 4, 2006 - May 14, 2012
LPL FINANCIAL LLC
December 4, 2006 - May 14, 2012
LPL FINANCIAL LLC
October 24, 1997 - December 8, 2006
WADDELL & REED
October 9, 1997 - December 8, 2006
WADDELL & REED
June 15, 1994 - October 10, 1995
CITIGROUP GLOBAL MARKETS INC.
June 9, 1993 - June 29, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2025)
(8/8/2025)
Exams
Series 6TO
Date: 8/8/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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