Clay S. Cooper

COOPER, CLAY STEPHEN

Pineville, LA 71360

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CRD#: 2343815

Professional summary

Clay Stephen Cooper, ChFC®, CLU® is a registered financial advisor currently at COOPER, CLAY STEPHEN located in Pineville, Louisiana and MAIN STREET ADVISORS LLC located in Pineville, Louisiana.

Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Clay has worked at 6 firms and has passed the Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 1993.2)BUCHHORN RANCH, LLC MGMT, NOT-INVESTMENT RELATED-PO BOX 4357 PINEVILLE, LA 71361, TIMBER GROWING. 1/3 OWNER,STARTED 2004. 2 HRS/MONTH, NONE DURING TRADING HOURS, DUTIES: NONE.3)PLEASANT VALLEY ESTATES,LLC @ POB 4357 PINEVILLE, LA 71361; NOT INVESTMENT RELATED, 50%OWNER OF MOBILE HOME PARK SINCE 1997.OVERSIGHT RESPONSIBILITIES APPROX 10 HRS/MO WITH NO HRS DURING TRADING HRS.4)PELICAN DRIVE HOMES, LLC, PO BOX 4357, PINEVILLE, LA 71361. BEGAN 6/30/04 AS A MEMBER/MANAGER. OWNS MOBILE HOME FOR SALE/LEASE. DEVOTES 3 HRS PER MONTH NOT DURING TRADING HOURS. 5) 614 MAIN ST LLC 2003 AND 624 MAIN ST LLC, 2008 OWNS REAL ESTATE,HOLDING COMPANIES.SINCE 6/30/04. 0 DURING TRADE HRS. 6)HANDYMAN CONTRACTING, LLC, PO BOX 4357 PINEVILLE, LA 71361. BEGAN 03/31/06 AS OWNER,MISCELLANEOUS MAINTENANCE SERVICES. 7) CLAY STEPHEN COOPER, RIA; PO BOX 4357 614 MAIN ST. PINEVILLE, LA 71361, RIA; IAR/OWNER; START DATE: 1997. 130 HRS/MO; MANAGE MONEY FOR CLIENTS, INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clay Stephen Cooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 20, 2012 - Present

COOPER, CLAY STEPHEN

Office #1: 614 Main Street, Pineville, LA 71360

RIA

CRD#: 117036

Pineville, LA

Current

December 26, 2024 - Present

MAIN STREET ADVISORS LLC

Office #1: 614 Main Street, Pineville, LA 71360

RIA

CRD#: 332071

PINEVILLE, LA

Past

June 15, 2011 - January 31, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PINEVILLE, LA

Past

August 31, 2005 - July 5, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PINEVILLE, LA

Past

February 25, 2005 - September 6, 2005

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

PINEVILLE, LA

Past

February 24, 2005 - September 6, 2005

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

July 26, 1993 - August 21, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/20/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 5/15/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COOPER, CLAY STEPHEN

CRD#: 117036 / SEC#:

Louisiana

Registered Investment Advisory firm - (9/19/1997 Approved)

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Contact information

Main Address

614 Main Street, Pineville, LA 71360

Mailing Address

P O Box 4357, Pineville, LA 71361-4357

Phone number

(318) 487-4242

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 98,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clay S. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clay Stephen Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

COOPER, CLAY STEPHEN

MAIN STREET ADVISORS LLC

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 7

Date: 5/15/2009

Series 6

Date: 2/23/2005

Current Firm

COOPER, CLAY STEPHEN

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COOPER, CLAY STEPHEN

TRUST BUT VERIFY

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