RH
Raymond E. Haskell
UNITED CAPITAL MANAGEMENT OF KANSAS
Wichita, KS 67213
Some features on this profile are disabled
CRD#: 2343475
RH
Professional summary
Raymond Eugene Haskell, who also goes by Ray E Haskell, is a registered financial advisor currently at UNITED CAPITAL MANAGEMENT OF KANSAS, INC. located in Wichita, Kansas and STONEX SECURITIES INC. located in Wichita, Kansas.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Raymond has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ray E Haskell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)United Capital Management of Kansas, Inc. 104 E. Iron Avenue, Salina, KS 67401 Registered Representative Investment related Investment Consultant Prospect, market, implement investment related products/services to clients 05/29/2017 150 hrs spent per month, 120 hrs during market hrs 2)United Capital Insurance, LLC 104 E Iron Ave, Salina, KS 67401 Provide insurance options as part of a full financial service process Investment related Licensed Representative Identify and share insurance solutions to current and prospective clients 05/25/2017 5 hrs. spent per month and 5 hrs. spent during market hrs. 3) Haskell Financial Group LLC 2707 West Douglas Ste B Wichita, KS 67213 Nature of Business: This is a Limited Liability Corporation being established to manage an investment related business. The LLC is being set up to maintain books and records as well as pay employees etc. Investment Related: Yes Title: President Start Date: 09/15/2020 Duties: Duties will consist of managing operations of the company including but not limited to paying bills, payroll, marketing promoting and tax tracking. Hours Devoted to Business: 40 hours per month Hours Devoted to Business during Market Hours: 20 hours per month. 4) RTJCLEE Holdings LLC - 2707 W Douglas AVE; Wichita KS 67213 Nature of Business: Own and occupy space in the above mentioned office building Investment Related: No Business Position: Member, 50% owner and occupant of the building Business Duties: occupy and oversee the physical operations of the property, 50% responsible for the finances related to ownership Business Start Date: 02/01/2025 Approximately 5 hours spent on this OBA monthly, with zero during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Eugene Haskell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2017 - Present
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
Office #1: 2707 West Douglas Suite B, Wichita, KS 67213RIA
CRD#: 157755
Wichita, KS
Current
May 26, 2017 - Present
STONEX SECURITIES INC.
Office #1: 2707 W Douglas Suite B, Wichita, KS 67213BD
CRD#: 18456
Wichita, KS
Past
February 23, 2016 - June 20, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Wichita, KS
Past
December 12, 2014 - June 20, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
WICHITA, KS
Past
September 30, 2014 - December 12, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
WICHITA, KS
Past
October 25, 2010 - October 6, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WICHITA, KS
Past
August 24, 2010 - October 8, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
WICHITA, KS
Past
May 5, 1993 - April 13, 2009
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/26/2017)
RR
Florida(9/27/2024)
RR
Kansas(5/26/2017)
IAR
Kansas(6/28/2017)
RR
Missouri(5/26/2017)
RR
Oklahoma(5/26/2017)
RR
Texas(12/17/2018)
IAR
Texas(1/5/2021)
RR
Washington(4/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
227 North Santa Fe, Salina, KS 67401
Mailing Address
Phone number
(785) 823-7900
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,837 |
| AUM (Assets Under Management) | $ 669,663,839 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755Wichita, KS 67213TRUST BUT VERIFY
Monitor Raymond Haskell
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
