James M. Spindler
Professional summary
James Michael Spindler, CFP®, who also goes by James Michael Spindelr, Jim Spindler, is a registered financial advisor currently at SUMMIT INVESTMENT ADVISORY GROUP LLC located in Huntingdon Valley, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Spindler's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
October 7, 2020 - Present
SUMMIT INVESTMENT ADVISORY GROUP LLC
Office #1: 639 Red Lion Road, Huntingdon Valley, PA 19006March 25, 2015 - October 16, 2020
GIRARD PARTNERS LTD.
July 22, 2002 - October 16, 2020
GIRARD INVESTMENT SERVICES, LLC
May 25, 1994 - July 12, 2002
TD AMERITRADE, INC.
March 31, 1994 - April 27, 1994
AMERIPRISE ADVISOR SERVICES, INC.
May 20, 1993 - February 15, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/5/2023)
(9/1/2022)
(6/8/2021)
(8/28/2023)
(3/2/2022)
(8/23/2022)
(5/14/2021)
(4/16/2021)
(7/27/2021)
(10/7/2020)
(6/28/2024)
(8/24/2021)
(8/5/2021)
(9/3/2021)
Exams
Series 8
Date: 5/11/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SUMMIT INVESTMENT ADVISORY GROUP LLC
CRD#: 306690 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 137 |
| AUM (Assets Under Management) | $ 45,183,250 |
Red Flags
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Company Information
SUMMIT INVESTMENT ADVISORY GROUP LLC
CRD#: 306690Huntingdon Valley, PA 19006TRUST BUT VERIFY
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