AW
Aaron L. Watson
CETERA INVESTMENT ADVISERS LLC
MCCORMICK, SC
Some features on this profile are disabled
CRD#: 2341571
AW
Professional summary
Aaron Luke Watson, who also goes by Aaron L Watson, Aaron Watson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mccormick, South Carolina and CETERA WEALTH SERVICES, LLC located in Mccormick, South Carolina.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Aaron has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron L Watson | Aaron Watson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WATSON AVIATION HOLDINGS INC POSITION: Owner NATURE: Officer and shareholder in aviation transportation My son and I jointly own an airplane and lease in for recreational and business travel. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2017 ADDRESS: PO Box 1990, 110 South Main Str, McCormick SC 29835, United States DESCRIPTION: Pay bills, file tax returns and licenses relate to Corporation This is the extent of my duties related to this entity 2) AARON L WATSON LLC POSITION: Manager NATURE: I provide investment, retirement, estate, financial and tax planning through this entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 11/29/2006 ADDRESS: PO Box 1990, 110 South Main Str, McCormick SC 29835, United States DESCRIPTION: Advise clients on investments, retirement, estate, financial and tax planning Pay the bills, keep up with new developments, CPE,compliance with new laws. 3) SAVANNAH VALLEY REALTY INC POSITION: Owner NATURE: Broker in Charge for my Real Estate Company Makes referrals for the buying or selling of real estate INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/24/1992 ADDRESS: PO Box 1990, 110 South Main St, McCormick SC 29835, United States DESCRIPTION: Use my Real Estate License for referrals and help clients sale and buy real estate Show property, advise on property, schedule closings, prepare the tax returns reconcile banks accounts. 4) RENTAL PROPERTY POSITION: Owner NATURE: Two rental properties I manage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/16/1989 ADDRESS: PO Box 1990, 110 South Main Str, McCormick SC 29835, United States DESCRIPTION: Manage rental properties. collect rent, coordinate repairs and maintenance, review and sign leases 5) AARON L WATSON PC DBA AARON L WATSON CPA PC POSITION: Chief Executive Officer NATURE: Provide tax preparation for individuals and businesses, tax planning and consulting. Estate planning and consulting. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 03/13/1992 ADDRESS: PO Box 1990, 110 South Main St, McCormick SC 29835, United States DESCRIPTION: Oversee all aspects of the Firm. Employee supervision and reviews. Review and finalize tax returns. Bill and collect fees Interview and access new clients 6) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Financial Advisor NATURE: Investment Firms Merging INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 04/01/2025 ADDRESS: 191 Woodport Rd, #208H, Sparta NJ 07871, United States DESCRIPTION: Financial Planning
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Luke Watson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MCCORMICK, SC
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
McCormick, SC
Past
October 3, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
McCormick, SC
Past
October 3, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
McCormick, SC
Past
September 30, 2022 - October 11, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
McCormick, SC
Past
September 30, 2022 - October 11, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Virginia Beach, VA
Past
January 19, 2010 - October 7, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MC CORMICK, SC
Past
September 30, 1999 - October 7, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MCCORMICK, SC
Past
October 30, 1998 - October 13, 1999
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/18/2025)
RR
Iowa(9/5/2025)
RR
Maryland(9/5/2025)
RR
Michigan(9/5/2025)
RR
New Jersey(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oregon(9/5/2025)
RR
South Carolina(9/5/2025)
IAR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/18/2025)
RR
Washington(9/5/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
