PK
Patrick H. Kim
TLG ADVISORS
Los Angeles, CA 90010
Some features on this profile are disabled
CRD#: 2341092
PK
Professional summary
Patrick Heewoong Kim, ChFC®, CLU®, who also goes by Heewoong Kim, J J Kim, Jj Kim, is a registered financial advisor currently at TLG ADVISORS, INC. located in Los Angeles, California and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heewoong Kim | J J Kim | Jj Kim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) EMP FINANCIAL NETWORK - 1/1/2021 - 3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 - President/CDO, Manage & support overall business operation, Not Invt Rel, Insurance business, 120 hrs/mo; 120 hrs/mo (during trading hours) 2.) TLG ADVISORS INC - 6/6/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) VISTA Marketing Partners LLC - 1000 N. King Street, Wilmington, New Castle County, DE 19801 - Founding board member for strategic growth and planning in fixed insurance & annuity industry, Not Invt Rel, Insurance Business, 2 hrs/mo; 1 hr/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Heewoong Kim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 6, 2024 - Present
TLG ADVISORS, INC.
Office #1: 3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010RIA
CRD#: 111052
Los Angeles, CA
Current
June 6, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
November 1, 2021 - June 10, 2024
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
LOS ANGELES, CA
Past
May 4, 2021 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LOS ANGELES, CA
Past
May 4, 2021 - June 10, 2024
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LOS ANGELES, CA
Past
June 17, 2020 - May 5, 2021
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
PLACENTIA, CA
Past
June 17, 2020 - May 5, 2021
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
PLACENTIA, CA
Past
March 21, 2019 - March 31, 2020
W&S BROKERAGE SERVICES, INC.
RIA
CRD#: 8099
Cerritos, CA
Past
June 20, 2016 - March 31, 2020
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
Cerritos, CA
Past
October 14, 2013 - May 17, 2016
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
LOS ANGELES, CA
Past
June 21, 2013 - May 17, 2016
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
LOS ANGELES, CA
Past
April 3, 1997 - February 1, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
May 14, 1993 - January 31, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 14, 1993 - January 31, 1997
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/6/2024)
IAR
California(6/6/2024)
RR
Nevada(6/6/2024)
RR
Washington(6/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
