Kelly Owen Schmalhausen
Professional Summary
Kelly Owen Schmalhausen is a registered financial advisor currently at RCX CAPITAL GROUP, LLC located in The Woodlands, Texas. Kelly is registered as a RR (Registered Representative) and started their career in finance in 1993. Kelly has worked at 14 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 6, Series 14, Series 24, Series 4 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
THE SUM
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
THE SUM
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
THE SUM
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
THE SUM
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
THE SUM
Current Firm
RCX CAPITAL GROUP, LLC | SILVER POSTAL CAPITAL LLC | SILVER PORTAL CAPITAL LLC
Contact Information
Main Address
2002 Timberloch Place Suite 200, The Woodlands, TX 77380Mailing Address
2002 Timberloch Place Suite 200, The Woodlands, TX 77380Phone Number
(858) 923-8484Established
California since 09/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
THE SUM
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
THE SUM
State Registrations and Notice Filings
(8/28/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1993About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 1994About the Series 26 examSRO Registrations
Similar Advisors
THE SUM
CRS (Client Relationship Summary) - BD
Click below to view Kelly Owen Schmalhausen's CRS (Customer Relationship Summary).
Similar Advisors
THE SUM
