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MC

Mark J. Cangemi

EARLYBIRDCAPITAL
Melville, NY 11747
Some features on this profile are disabled
CRD#: 2338688
MC

Professional summary

Mark J Cangemi, who also goes by Mark James Cangemi, Mark Cangemi, is a registered financial professional currently at EARLYBIRDCAPITAL, INC. located in Melville, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 25, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark James Cangemi | Mark Cangemi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark J Cangemi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2013 - Present

EARLYBIRDCAPITAL, INC.

Office #1: One Huntington Quadrangle Suite 1c15, Melville, NY 11747
BD
CRD#: 28629
Melville, NY
Past

January 17, 2011 - November 26, 2012

CLANCY FINANCIAL SERVICES, INC.

BD
CRD#: 133379
NEW YORK, NY
Past

May 27, 2009 - July 27, 2009

NOBLE CAPITAL MARKETS, INC.

BD
CRD#: 15768
NEW YORK, NY
Past

December 19, 2007 - September 26, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 3, 2004 - May 14, 2007

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

June 3, 1996 - May 3, 2004

BNY DIRECT EXECUTION INC.

BD
CRD#: 29598
NEW YORK, NY
Past

April 26, 1993 - February 23, 1995

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/13/2013)
RR
Colorado
(11/12/2024)
RR
Connecticut
(5/13/2013)
RR
Delaware
(5/13/2013)
RR
Florida
(5/13/2013)
RR
Georgia
(5/13/2013)
RR
Hawaii
(5/13/2013)
RR
Illinois
(5/13/2013)
RR
Louisiana
(5/13/2013)
RR
Maryland
(5/13/2013)
RR
Massachusetts
(5/13/2013)
RR
Minnesota
(5/13/2013)
RR
Nevada
(11/12/2024)
RR
New Jersey
(5/13/2013)
RR
New York
(5/13/2013)
RR
North Carolina
(5/16/2013)
RR
Ohio
(5/13/2013)
RR
Pennsylvania
(5/13/2013)
RR
South Carolina
(5/13/2013)
RR
Texas
(5/13/2013)
RR
Virginia
(5/13/2013)
RR
Wisconsin
(5/13/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/3/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/9/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/21/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 25
Date: 7/20/1999
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 4/23/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/25/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

EI
EARLYBIRDCAPITAL, INC.
CORNELL SECURITIES CONSULTANTS, INC. | SOUTHEAST RESEARCH PARTNERS, INC. | EARLYBIRDCAPITAL.COM INC. | EARLYBIRDCAPITAL, INC.

CRD#: 28629 / SEC#: , 8-43828

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
One Huntington Quadrangle, Suite 1c15, Melville, NY 11747
Mailing Address
1 Huntington Quadrangle 1c15, Melville, NY 11747
Phone number
+1 (631) 770-0600
Established
Delaware since 05/09/1991
Firm type
Corporation
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EBC HOLDINGS INC.HOLDING COMPANY
KAUFMANN, AMY ELIZABETHEXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER2776989
LEVINE, STEVEN ARTHURPRESIDENT/DIRECTOR2714473
NUSSBAUM, DAVID MARTINCHAIRMAN/DIRECTOR1631483
PENDERGAST, MICHELLE MARIEFINOP/CFO5441721

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EARLYBIRDCAPITAL, INC.

CRD#: 28629Melville, NY 11747

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