Michael A. Lingvall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Arthur Lingvall was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2015 - April 29, 2016
AEI SECURITIES, INC.
July 14, 2010 - January 12, 2011
WEDBUSH SECURITIES INC.
September 24, 2008 - June 4, 2010
FINACORP SECURITIES
October 21, 2004 - January 3, 2006
MORGAN JOSEPH TRIARTISAN LLC
March 22, 1999 - October 21, 2004
RBC CAPITAL MARKETS, LLC
January 4, 1999 - March 2, 1999
U.S. BANCORP INVESTMENTS, INC.
June 18, 1998 - January 4, 1999
LIBRA INVESTMENTS, INC.
July 29, 1997 - October 1, 1997
DAIN RAUSCHER INCORPORATED
April 7, 1993 - June 4, 1997
ALLISON-WILLIAMS COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AEI SECURITIES, INC.
CRD#: 6158 / SEC#: , 8-16750
Contact information
FINRA licenses (19 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
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