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Vinayek Kumar Singh

CRD# 2332385·Registered 1993 - 2013
Previously Registered: Being a previously registered professional could mean that Vinayek is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vinayek Kumar Singh was a registered financial advisor. Vinayek was a previously registered financial professional and started their career in finance 1993 - 2013. Vinayek had worked at 4 firms and has passed the Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

VCM SECURITIES, LLC.·CRD# 142026
BD
New York, NY
March 12, 2007 - May 24, 2013
TULLETT LIBERTY BROKERAGE INC.·CRD# 19717
BD
Jersey City, NJ
January 22, 2003 - December 31, 2004
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
May 23, 2002 - December 31, 2004
SBC WARBURG, INC.·CRD# 23745
BD
March 12, 1993 - October 1, 1993

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Current Firm

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VCM SECURITIES, LLC.

VCM SECURITIES, LLC.

CRD#: 142026 / SEC#: 8-67425
BD
Terminated by SEC on 05/26/2013

Contact Information

Established

New York since 08/17/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
VYAPAR CAPITAL MARKET PARTNERS LLCMANAGING MEMBER—
GOULD, STEPHEN RICHARDGENERAL SECURITIES PRINCIPAL1312134
SINGH, VINAYEK KUMARCEO, PRESIDENT2332385
SIPKIN, JOSEPH GARYCHIEF FINANCIAL OFFICER1334813
SKLOVER, KENNETHCHIEF COMPLIANCE OFFICER2148173
WALLEY, MALCOLM PETERDIRECTOR5633082

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed May 2004About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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