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Kenneth Sklover

CRD# 2148173·Registered 1991 - 2021
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Sklover was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1991 - 2021. Kenneth had worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SUNRISE BROKERS LLC·CRD# 151012
BD
New York, NY
January 26, 2018 - July 1, 2021
FMX EXECUTION, LLC·CRD# 154075
BD
New York, NY
January 26, 2018 - May 7, 2024
SUNRISE BROKERS LLC·CRD# 151012
BD
New York, NY
January 23, 2018 - January 26, 2018
FMX EXECUTION, LLC·CRD# 154075
BD
New York, NY
January 23, 2018 - January 26, 2018
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
May 18, 2016 - November 18, 2020
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
May 18, 2016 - May 7, 2024
TRUMID FINANCIAL LLC·CRD# 172129
BD
New York, NY
November 19, 2014 - May 6, 2016
JAVELIN SECURITIES, LLC·CRD# 107473
BD
New York, NY
May 30, 2014 - September 4, 2014
JAVELIN SECURITIES, LLC·CRD# 107473
BD
New York, NY
October 23, 2013 - February 10, 2014
VCM SECURITIES, LLC.·CRD# 142026
BD
New York, NY
March 12, 2007 - May 24, 2013
COLLINS STEWART INC.·CRD# 47414
BD
New York, NY
April 18, 2005 - June 14, 2006
COLLINS STEWART (SECURITIES) INC.·CRD# 103746
BD
New York, NY
October 25, 2000 - June 14, 2006
TULLETT LIBERTY BROKERAGE INC.·CRD# 19717
BD
Jersey City, NJ
June 28, 1999 - June 14, 2006
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
May 14, 1999 - June 14, 2006
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
May 20, 1996 - May 28, 1999
MUFG SECURITIES AMERICAS INC.·CRD# 19685
BD
New York, NY
May 29, 1991 - May 10, 1996

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Current Firm

SB
SUNRISE BROKERS LLC

SUNRISE BROKERS LLC

CRD#: 151012 / SEC#: 8-68325
BD
Terminated by SEC on 08/30/2021

Contact Information

Established

Delaware since 04/23/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SBL SUNRISE BROKERS LIMITEDMEMBER—
BGC PARTNERS, L.P.MANAGING MEMBER—
AUBIN, JEAN PIERRECHIEF EXECUTIVE OFFICER5596046
BISGAY, STEVENCHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER4424156
IATAURO, KRISTI LYNNCHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER4280146
SHIELDS, WILLIAM MICHAELCHIEF COMPLIANCE OFFICER & SECRETARY2380166

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2013About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1991About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Dec 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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