Timothy J. Bain
Professional summary
Timothy John Bain, who also goes by Tim Bain, Timothy J Bain, Tim Bian, is a registered financial advisor currently at SPARK ASSET MANAGEMENT GROUP located in Statesville, North Carolina and STONEX SECURITIES INC. located in Statesville, North Carolina.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Timothy has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy John Bain's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2010 - Present
SPARK ASSET MANAGEMENT GROUP
Office #1: 413 N. Center St., Statesville, NC 28677October 20, 2010 - Present
STONEX SECURITIES INC.
Office #1: 413 North Center Street, Statesville, NC 28677August 23, 2007 - November 16, 2010
JBS LIBERTY SECURITIES, INC.
October 22, 2000 - November 16, 2010
SYNERGY INVESTMENT GROUP, LLC
June 22, 1999 - November 16, 2010
SYNERGY INVESTMENT GROUP, LLC
August 11, 1997 - June 24, 1999
LPL FINANCIAL LLC
September 28, 1994 - August 12, 1997
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2010)
(1/2/2026)
(2/26/2026)
(3/16/2020)
(4/3/2017)
(8/22/2024)
(3/14/2024)
(8/30/2022)
(10/20/2010)
(12/15/2010)
(3/17/2014)
(7/1/2014)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/11/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
SPARK ASSET MANAGEMENT GROUP
CRD#: 132154 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 10,721,301 |
Red Flags
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