Timothy A. Jones

CETERA INVESTMENT ADVISERS LLC

Orlando, FL 32803

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CRD#: 2330991

Professional summary

Timothy Andrew Jones is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orlando, Florida and CETERA WEALTH SERVICES, LLC located in Orlando, Florida.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) AMERICAN HARBOUR WEALTH MANAGEMENT; Investment Related; 1516 Hillcrest Street, Suite 106, Orlando, FL 32803; Financial Services; Agent/Managing Partner; Start Date 3/2001; 160 hours per month with the majority of hours per month occurring during trading hours; Sales and service of fixed and health insurance products as well as securities products and services to existing and potential customers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Andrew Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1516 Hillcrest St. Suite 106, Orlando, FL 32803

RIA

CRD#: 105644

Orlando, FL

Current

February 10, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1516 Hillcrest Suite 106, Orlando, FL 32803

CRD#: 13572

Orlando, FL

Past

August 26, 2010 - February 21, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Orlando, FL

Past

July 9, 2010 - February 21, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Orlando, FL

Past

March 16, 2001 - July 13, 2010

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

MAITLAND, FL

Past

March 16, 2001 - July 13, 2010

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

MAITLAND, FL

Past

January 30, 1996 - March 22, 2001

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

March 26, 1993 - December 19, 1994

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/21/2025)

California
(2/21/2025)

Colorado
(2/21/2025)

Florida
(2/10/2025)

IAR

Florida
(2/18/2025)

Georgia
(6/5/2025)

Illinois
(2/21/2025)

Michigan
(2/21/2025)

Minnesota
(2/21/2025)

Missouri
(8/6/2025)

New York
(2/21/2025)

Pennsylvania
(2/21/2025)

South Carolina
(2/21/2025)

Tennessee
(2/21/2025)

Texas
(2/21/2025)

IAR

Texas
(2/21/2025)

Utah
(2/21/2025)

Vermont
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 2/10/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/29/2010

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 2/3/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy A. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Andrew Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2001

Series 63

Date: 6/3/1993

Series 52TO

Date: 2/10/2025

SIE

Date: 10/1/2018

Series 7

Date: 3/23/1993

Series 53

Date: 4/29/2010

Series 51

Date: 2/3/2003

Series 24

Date: 10/20/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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