Hakan N. Wohlin
Professional summary
Hakan Nils Wohlin is a registered financial professional currently at KINGSROCK SECURITIES LLC located in New York, New York.
Hakan is registered as a RR (Registered Representative) and started their career in finance in 1993. Hakan has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hakan Nils Wohlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2023 - Present
KINGSROCK SECURITIES LLC
Office #1: 900 Third Avenue - Suite 1801, New York, NY 10022June 15, 2020 - September 29, 2023
REVA CAPITAL MARKETS LLC
March 19, 1999 - October 22, 1999
PRUDENTIAL EQUITY GROUP, LLC
February 2, 1996 - August 12, 1998
J.P. MORGAN SECURITIES LLC
April 21, 1993 - August 12, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2025)
(3/27/2025)
(5/20/2025)
(11/10/2023)
(3/27/2025)
(3/28/2025)
Exams
Series 99TO
Date: 9/13/2023
Operations Professional ExaminationSeries 79TO
Date: 6/29/2020
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 6/15/2020
Limited Representative-Private Securities OfferingsFINRA
Current Firm
KINGSROCK SECURITIES LLC
CRD#: 325143 / SEC#: , 8-71064
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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