Sean J. Mcgill

VERITY ASSET MANAGEMENT

DURHAM, NC 27701

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CRD#: 2325931

Professional summary

Sean Jennings Mcgill is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Durham, North Carolina and VERITY INVESTMENTS, INC. located in Durham, North Carolina.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Sean has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6, Series 39 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Verity Asset Management - 7/1/2011 - 280 S Mangum Street, Durham, NC 27701 - Officer/Director and IAR, Offers Investment Advisory Services, Invt Rel, RA, 170 hrs/mo; 170 hrs/mo (during trading hours). 2) Verity Financial Group - 7/1/2011 - 280 S Mangum Street, Durham , NC 27701 - Officer, engages in sale of various insurance products, Invt Rel, insurance business, 4 hrs/mo; 4 hrs/mo (during trading).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Jennings Mcgill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2011 - Present

VERITY ASSET MANAGEMENT

Office #1: 280 S. Mangum Street Suite 550, Durham, NC 27701

RIA

CRD#: 158667

DURHAM, NC

Current

October 9, 1996 - Present

VERITY INVESTMENTS, INC.

Office #1: 280 S. Mangum Street Suite 550, Durham, NC 27701Office #2: 280 S Mangum St Ste 550, Durham, NC 27701-3683

CRD#: 41527

Durham, NC

Current

November 11, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

November 29, 2004 - July 29, 2011

VERITY INVESTMENTS, INC.

RIA

CRD#: 41527

DURHAM, NC

Past

March 12, 1993 - August 26, 1996

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/14/2022)

Florida
(11/7/2013)

North Carolina
(10/11/1996)

IAR

North Carolina
(7/29/2011)

South Carolina
(2/28/2025)

IAR

Texas
(7/23/2014)

Texas
(8/10/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 10/10/2003

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 39

Date: 6/11/2004

Direct Participation Programs Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/30/1996

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

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Contact information

Main Address

280 S Mangum St Ste 550, Durham, NC 27701-3676

Mailing Address

Phone number

(919) 490-6717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	7,199
AUM (Assets Under Management)	$ 1,041,329,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Sean J. Mcgill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Jennings Mcgill's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERITY INVESTMENTS, INC.

THE LEADERS GROUP, INC.

VERITY INVESTMENTS, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

VERITY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2004

Series 63

Date: 3/5/1993

SIE

Date: 10/1/2018

Series 22

Date: 10/10/2003

Series 6

Date: 3/5/1993

Series 39

Date: 6/11/2004

Series 26

Date: 7/30/1996

FINRA

Current Firm

VERITY ASSET MANAGEMENT

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERITY ASSET MANAGEMENT

TRUST BUT VERIFY

Contact information

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