Randall J. Diamond

TSA MANAGEMENT

Glen Head, NY 11545

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CRD#: 2325277

Professional summary

Randall James Diamond, who also goes by Randy Diamond, is a registered financial advisor currently at TSA MANAGEMENT INC located in Glen Head, New York and HALLIDAY FINANCIAL, LLC located in Glen Head, New York.

Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Randall has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Diamond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Super Soccer Stars - based in Rockville Centre, NY. I am an employee. It's not investment related, it's sports coaching/training for children. Address: 55 Front Street, Rockville Centre, NY 11570, though I do not work there onsite. I work as a coach/trainer. I will not be devoting any time to this role during security trading hours. 2) Gottlieb Ostrager LLP based in Islandia, NY. I am working as a consultant, working hourly doing data gathering and data input. Their address is 1601 Veterans Memorial Hwy, though I can (and do) work remotely. I will not be devotinh any time to this role during security trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall James Diamond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2024 - Present

TSA MANAGEMENT INC

Office #1: 725 Glen Cove Ave, Glen Head, NY 11545

RIA

CRD#: 106440

Glen Head, NY

Current

July 22, 2024 - Present

HALLIDAY FINANCIAL, LLC

Office #1: 725 Glen Cove Avenue, Glen Head, NY 11545

CRD#: 31741

Glen Head, NY

Past

June 13, 2014 - February 7, 2018

MKM PARTNERS LLC

CRD#: 114666

NEW YORK, NY

Past

February 12, 2002 - June 16, 2014

MILLER TABAK + CO., LLC

CRD#: 47293

NEW YORK, NY

Past

January 16, 2001 - April 17, 2001

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

November 9, 2000 - January 18, 2001

MILLER TABAK + CO., LLC

CRD#: 47293

NEW YORK, NY

Past

August 6, 1998 - February 19, 1999

TRADESTATION SECURITIES, INC.

CRD#: 39473

PLANTATION, FL

Past

January 23, 1994 - August 19, 1996

BOSTON PARTNERS SECURITIES, L.L.C.

CRD#: 2998

BOSTON, MA

Past

November 5, 1993 - January 13, 1994

KIMELMAN & BAIRD, LLC

CRD#: 2440

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/7/2024)

IAR

New York
(11/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/22/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/30/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/18/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/4/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TSA MANAGEMENT INC

TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.

CRD#: 106440 / SEC#: 801-41423

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

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Contact information

Main Address

725 Glen Cove Ave, Glen Head, NY 11545

Mailing Address

Phone number

(516) 676-3332

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSA PORTFOLIO MANAGEMENT INC -ADV - 3-31-25 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	4,064
AUM (Assets Under Management)	$ 1,284,683,018

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randall J. Diamond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall James Diamond's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALLIDAY FINANCIAL, LLC

MKM PARTNERS LLC

MILLER TABAK + CO., LLC

RUMSON CAPITAL, LLC

MILLER TABAK + CO., LLC

TRADESTATION SECURITIES, INC.

BOSTON PARTNERS SECURITIES, L.L.C.

KIMELMAN & BAIRD, LLC

Primary Firm SEC Registration

TSA MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2024

Series 63

Date: 8/3/1994

Series 7TO

Date: 7/22/2024

SIE

Date: 5/30/2024

Series 55

Date: 1/18/2001

Series 7

Date: 11/4/1993

Series 24

Date: 11/9/1995

FINRA

Current Firm

TSA MANAGEMENT INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TSA MANAGEMENT INC

TRUST BUT VERIFY

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